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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
SEBI Launches Regulatory Sandbox for Capital Market Participants
By Editors | 08/06/2020
Regulated entities will be granted facilities and flexibilities to experiment with fintech solutions in a live environment, on a limited set of real customers, for a limited time frame.
Payments & Settlements
Australia Considers Consolidation of Payment Infrastructures
By Editors | 08/06/2020
An industry committee has been set up to explore the benefits of a consolidating the NPP, BPAY and eftpos – […]
Structural Regulation
MAS Issues Consultation Response on FRC Framework
By Editors | 07/06/2020
Regulated entities will no longer need to seek MAS approval prior to commencing business arrangements with foreign related corporations; a 14-day ex-post notification will instead be required.
Trading & Investment
HKEX Launches First Leveraged Commodities Product in Gold
By Editors | 07/06/2020
The introduction of the first gold futures leveraged product provides investors the ability to express a short-term market view on gold prices, says HKEX’s Brian Roberts.
Structural Regulation
Australia to Further Tighten Foreign Investment Approval Process
By Manesh Samtani | 07/06/2020
Under the new regime, a new “last resort power” will allow the Treasurer to force divestment on national security grounds even after approval is granted.
Structural Regulation
Thailand to Launch Digital Platform for Capital Markets Licensing
By Editors | 05/06/2020
The ‘Prof Link’ platform will include licence information for over 80,000 capital markets professionals, incorporating professional development and training.
Conduct, Culture & Accountability
HKMA Initiative to Nurture Young Talent for Banking Industry
By Editors | 04/06/2020
The HKMA will sponsor up to half of the salaries of the fresh graduates employed by firms that participate in the Banking Talent Programme.
Trading & Investment
NAFMII Launches Asset-backed Commercial Paper Pilot
By Editors | 04/06/2020
The pilot programme has so far helped 270 small and micro businesses obtain financing by selling their accounts receivables and notes to be securitised.
Structural Regulation
ESMA Clarifies Transparency Rules, Position Limits for Non-EU Venues
By Editors | 04/06/2020
ESMA has clarified its application of post-trade transparency requirements and the position limits regime to third-country trading venues.
Conduct, Culture & Accountability
CSRC Issues Warning Against CICC-controlled Fund Manager
By Editors | 04/06/2020
CICC-Qianhai Development Fund Management is said to have failed to fulfil its due diligence obligations and promised investors minimum returns, contrary to regulations.
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