Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Structural Regulation

    SEBI Launches Regulatory Sandbox for Capital Market Participants

    By Editors | 08/06/2020

    Regulated entities will be granted facilities and flexibilities to experiment with fintech solutions in a live environment, on a limited set of real customers, for a limited time frame.

    Payments & Settlements

    Australia Considers Consolidation of Payment Infrastructures

    By Editors | 08/06/2020

    An industry committee has been set up to explore the benefits of a consolidating the NPP, BPAY and eftpos – […]

    Structural Regulation

    MAS Issues Consultation Response on FRC Framework

    By Editors | 07/06/2020

    Regulated entities will no longer need to seek MAS approval prior to commencing business arrangements with foreign related corporations; a 14-day ex-post notification will instead be required.

    Trading & Investment

    HKEX Launches First Leveraged Commodities Product in Gold

    By Editors | 07/06/2020

    The introduction of the first gold futures leveraged product provides investors the ability to express a short-term market view on gold prices, says HKEX’s Brian Roberts.

    Structural Regulation

    Australia to Further Tighten Foreign Investment Approval Process

    By Manesh Samtani | 07/06/2020

    Under the new regime, a new “last resort power” will allow the Treasurer to force divestment on national security grounds even after approval is granted.

    Structural Regulation

    Thailand to Launch Digital Platform for Capital Markets Licensing

    By Editors | 05/06/2020

    The ‘Prof Link’ platform will include licence information for over 80,000 capital markets professionals, incorporating professional development and training.

    Conduct, Culture & Accountability

    HKMA Initiative to Nurture Young Talent for Banking Industry

    By Editors | 04/06/2020

    The HKMA will sponsor up to half of the salaries of the fresh graduates employed by firms that participate in the Banking Talent Programme.

    Trading & Investment

    NAFMII Launches Asset-backed Commercial Paper Pilot

    By Editors | 04/06/2020

    The pilot programme has so far helped 270 small and micro businesses obtain financing by selling their accounts receivables and notes to be securitised.

    Structural Regulation

    ESMA Clarifies Transparency Rules, Position Limits for Non-EU Venues

    By Editors | 04/06/2020

    ESMA has clarified its application of post-trade transparency requirements and the position limits regime to third-country trading venues.

    Conduct, Culture & Accountability

    CSRC Issues Warning Against CICC-controlled Fund Manager

    By Editors | 04/06/2020

    CICC-Qianhai Development Fund Management is said to have failed to fulfil its due diligence obligations and promised investors minimum returns, contrary to regulations.

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