Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Trading & Investment

    HKEX Closing Auction Expands to All Equities, Funds

    By Editors | 09/10/2019

    The move will help improve trading liquidity at close, simplify trading operations for market participants, and standardise closing times for equities.

    Trading & Investment

    China-Japan ETF Connect Slow to Gain Traction

    By Editors | 09/10/2019

    Assets in the cross-border feeder ETFs have dropped in the three months since the scheme was launched, by more than two-thirds in the case of the Japan-invested assets.

    Structural Regulation

    HKEX Abandons Pursuit of London Stock Exchange Merger

    By Editors | 08/10/2019

    HKEX says the merger is still strategically compelling but it has not been able to engage with LSEG’s management in realising its vision.

    Conduct, Culture & Accountability

    Korea FSS to Inspect Shinhan Governance This Month

    By Editors | 08/10/2019

    The FSS is reportedly looking into Shinhan’s governance structure ahead of the end of its current chairman’s term in March 2020.

    Tokenisation

    Japan Brokers Form New Body to Develop Rules for STOs

    By Editors | 07/10/2019

    The new association was formed by securities firms SBI, Nomura, Daiwa, Kabu.com, Monex and Rakuten and will seek FSA approval for status as a self-regulatory organisation.

    Trading & Investment

    ASX Consults on Changes to Treasury Bond Futures Roll

    By Editors | 07/10/2019

    A new consultation paper outlines four options for changes to the roll structure and order management functionality for the 3 and 10 Year Treasury Bond Futures contracts.

    Clearing & Post-Trade

    Indonesia Announces Rules for the Establishment of CCPs

    By Editors | 04/10/2019

    The new rules from Bank Indonesia will take effect from June 2020, but the first CCPs for derivatives markets are unlikely to be operational until 2023.

    Payments & Settlements

    RBNZ Proposes Enhanced Oversight Role in Cash System

    By Editors | 04/10/2019

    In a new consultation paper, the RBNZ proposes legislative changes that would allow it to take on a more active monitoring and coordination role in the cash system.

    Structural Regulation

    New HKMA Chief Signals Priorities for Term Ahead

    By Manesh Samtani | 04/10/2019

    Incoming HKMA chief Eddie Yue vowed to defend Hong Kong’s currency peg, promote market development opportunities, and foster a better ecosystem for fintech, regtech and suptech.

    Payments & Settlements

    SWIFT, HSBC to Define Common API Standard for Hong Kong

    By Editors | 04/10/2019

    The new standard will re-use ISO 20022 components to ensure interoperability with Hong Kong’s clearing and settlement systems, facilitating the next phases of open banking in the city.

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