Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Structural Regulation

    Closer Cooperation Key to Greater Bay Area Success – FTAHK

    By Manesh Samtani | 28/04/2019

    There are significant opportunities for cross-border collaboration and integration across the Greater Bay Area, the FinTech Association of Hong Kong says in a new report.

    Payments & Settlements

    BSP Issues Draft Rules for Implementing National Payment Systems Act

    By Editors | 26/04/2019

    The Philippine central bank has issued a draft circular to support its new mandate as the primary regulator for the country’s payment systems.

    Clearing & Post-Trade

    Japan OTC Derivatives Regime Deemed Equivalent Under EMIR

    By Editors | 26/04/2019

    The European Commission recognises Japan’s rules on valuation, dispute resolution and margin exchange for uncleared OTC derivative contracts as equivalent to EMIR.

    Trading & Investment

    Shanghai, Switzerland to Explore Development of Stock Connect

    By Editors | 25/04/2019

    Under an updated MoU, the Shanghai Stock Exchange and SIX Swiss Exchange to explore the feasibility of developing a stock connect programme.

    Trading & Investment

    Shenzhen, Thailand Stock Exchanges to Develop Cross Border Products

    By Editors | 25/04/2019

    An MoU sign by the SZSE and SET this week will facilitate the development of cross-border products such as ETFs, depositary receipts, indices and green finance products.

    Structural Regulation

    UPDATED – K-Bank Financing Plan Halted Amid Antitrust Probe

    By Editors | 25/04/2019

    KT Corporation was planning to up its stake in the internet-only bank to 34%, but the FSC put its review process on hold amid an FTC antitrust probe.

    Conduct, Culture & Accountability

    Financial Planners Worry About AFCA’s Extended Powers

    By Editors | 25/04/2019

    The FPA says advisers are worried old cases will be judged against newer, stricter advice standards and they may not be covered by professional indemnity insurance.

    Trading & Investment

    SEBI Enables Greater Retail Access to REITs, InvITs

    By Editors | 24/04/2019

    The regulator has reduced the minimum subscription size and introduced defined trading lots for real estate and infrastructure investment trusts in India.

    Trading & Investment

    MPF Needs Greater Access to China Markets – HKIFA

    By Editors | 24/04/2019

    Hong Kong fund managers are asking for Shanghai and Shenzhen to be included in the list of overseas markets approved for MPF investment.

    Trading & Investment

    China, Japan Sign Agreement to Facilitate ETF Cross-Listings

    By Editors | 23/04/2019

    The Shanghai Stock Exchange and Japan Exchange Group have signed an ETF Connectivity Agreement to streamline investment in the each other’s markets.

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