Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Trading & Investment

    Shanghai’s New High-Tech Board Starts Receiving IPO Applications

    By Editors | 20/03/2019

    Eleven firms have so far announced plans to list on the new board, six of which are already traded on OTC markets or other exchanges.

    Payments & Settlements

    China Liberalises Cross-border Capital Flows for Multinational Firms

    By Editors | 20/03/2019

    The new regulations simplify the registration process for multinational firms borrowing from and lending overseas to make it easier for them to manage cross-border capital flows.

    Trading & Investment

    NSE-SGX Final Arbitration Decision Deferred to December 2020

    By Editors | 20/03/2019

    The deferment means Singapore Exchange will be able to continue offering SGX Nifty products until a long term solution is agreed.

    Structural Regulation

    Vietnam Ups Pressure on Banks to List Before 2020

    By Editors | 19/03/2019

    Vietnam’s prime minister has approved a scheme that will force banks to list on a stock exchange by 2020. Banks are currently reluctant to go public due to poor market conditions.

    Structural Regulation

    Brunei Earmarks $300mn for Proposed Stock Exchange

    By Editors | 19/03/2019

    Brunei’s government has agreed on a budget of more than $300mn to establish the country’s first stock exchange in the next few years.

    Conduct, Culture & Accountability

    Australia Consults on Making Industry Codes Legally Enforceable

    By Editors | 19/03/2019

    The Treasury is proposing legislative amendments to make industry codes of conduct legally enforceable, where contraventions will constitute a breach of the law.

    Trading & Investment

    MAS Publishes Finalised Mandatory Trading Regulations for Derivatives

    By Kai Loon Loh | 19/03/2019

    Kai Loon Loh and Patrick Phua at global law firm Ashurst sum up the key takeaways from the MAS response to consultative feedback and the now-finalised mandatory trading regulations.

    Structural Regulation

    Tokyo Bourse to Cut a Third of Companies from First Section

    By Editors | 18/03/2019

    The Tokyo Stock Exchange plans to raise the minimum market cap for companies to maintain a listing on its First Section and require English language quarterly earnings disclosures.

    Structural Regulation

    CPMI-IOSCO Report Progress in PFMI Implementation

    By Editors | 15/03/2019

    23 of 28 jurisdictions that participate in the CPMI-IOSCO implementation monitoring programme have adopted measures for all financial market infrastructure types, compared to 21 last July.

    Structural Regulation

    FIA Warns of Market Fragmentation in Global Derivatives Markets

    By Garima Chitkara | 14/03/2019

    Inconsistent and duplicative regulatory frameworks have led to fragmentation in global and regional derivatives markets, according to a white paper by the FIA.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.