Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Structural Regulation

    India to Set Up Unified Regulator for GIFT City Financial Services

    By Editors | 07/02/2019

    A bill to establish a unified regulator to oversee financial services at India’s GIFT City has been approved by the country’s cabinet.

    Structural Regulation

    BSP Eases Licensing for Banks Seeking Special Authorities

    By Editors | 06/02/2019

    Business decisions made largely as part of managing regular operations will no longer require the BSP’s approval.

    Credit Risk

    Myanmar Allows 35pc Foreign Ownership in Local Banks

    By Editors | 05/02/2019

    Foreign funding will support growing demand for financing and help banks upgrade loan screening and data systems.

    AI Risk & Governance

    SEBI Directs Market Infrastructures to Disclose AI, ML Use

    By Editors | 05/02/2019

    Stock exchanges, clearing corporations, depositories required to disclose their use of artificial intelligence and machine learning starting from the current quarter.

    Structural Regulation

    Thailand Unveils Three-year Capital Market Development Plan

    By Editors | 05/02/2019

    The SET’s plan is aimed at broadening its investor base, scaling up digital transformation, widening access to mutual funds and streamlining regulatory processes.

    Conduct, Culture & Accountability

    Royal Commission Final Report Packs a Powerful Punch

    By Matthew Chan | 04/02/2019

    The Final Report on Australia’s Royal Commission packs a swift and powerful punch which may well be felt for some time, says public policy specialist Matthew Chan.

    Cloud & Infrastructure

    Global Innovation Sandbox Opens for Cross Border Testing

    By Editors | 04/02/2019

    The GFIN’s 29 members include the HKMA, SFC, MAS and ASIC. Applications are now open for firms looking to test innovative cross border financial services.

    Emerging Prudential Risks

    PBOC Sets Up New Bureau to Oversee Financial Regulation

    By Editors | 04/02/2019

    China’s central bank has set up a new macro-prudential management bureau to monitor financial systemic risks, draft rules and advise on currency issues.

    Conduct, Culture & Accountability

    UPDATED – Hong Kong SFC Revamps Licensing Processes

    By Editors | 04/02/2019

    The move is aimed at halting “rolling bad apples” in their tracks by requiring firms to provide the SFC with details about employee departures, says Herbert Smith Freehills.

    Structural Regulation

    Asia Region Funds Passport Goes Live

    By Editors | 03/02/2019

    Japan, Thailand, Australia ready to receive applications from prospective ARFP funds; New Zealand, S. Korea making progress on legal and regulatory requirements.

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