Structural Regulation

Structural Regulation

FSB Kicks Off ‘Unintended Consequences’ Consultation

By Samuel Riding | 12/04/2017

Board says consultation will result in fine tuning rather than a rollback of post-crisis reform.

Trading & Investment

Vietnam Exchange Finalises Derivatives Rules

By Samuel Riding | 11/04/2017

Membership requirements the last piece of the jigsaw as HNX braces for 3Q17 launch.

Conduct, Culture & Accountability

Australia Finalises Adviser Standards, Ethics Board

By Samuel Riding | 10/04/2017

Board will be chaired by Catherine Walter, director of RBA’s payments systems body.

Structural Regulation

SGX Confirms Regulatory Subsidiary Chairman

By Samuel Riding | 07/04/2017

Professor Tan Cheng Han will take up role in the 3rd quarter this year, exchange says.

Supervision & Enforcement

Malaysia Inks Cross-border Agreements with Philippines, Thailand

By Samuel Riding | 07/04/2017

MoU with Thailand covers cross-border supervision; Philippines agreement confirms ABIF details.

Conduct, Culture & Accountability

Malaysian Court Confirms Broker Liability for Client Losses

By Samuel Riding | 06/04/2017

Firm refused judicial review against Securities Industry Dispute Resolution Centre ruling

Structural Regulation

HK Counts Down to MiC Regime

By Samuel Riding | 06/04/2017

SFC publishes revised reporting forms for licensed corporations just over two weeks from start of new regime.

Trading & Investment

Short-term Derivatives to Require FMA License

By Editors | 03/04/2017

Companies offering short-duration derivatives in NZ will require license from December 2017.

Payments & Settlements

China Launches Online Payment Clearinghouse

By Editors | 03/04/2017

New clearing platform cuts direct link between third-party payment providers and banks.