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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Structural Regulation
SEBI to Toughen Promoter-PE Profit Sharing Rules
By Samuel Riding | 15/11/2016
Proposals would require promoters to get board, shareholder approval before entering agreements.
Structural Regulation
EU Regulatory Confusion Infects Asia
By Peter Guy | 14/11/2016
Uncertainty about fund passporting will have widespread impact on asset managers’ international costs.
Trading & Investment
HK SFC Warns on Stock Connect Risk
By Samuel Riding | 14/11/2016
Regulator calls for system enhancement due to expected increase in trading volume.
Trading & Investment
China Bans Futures Broker Margin Financing
By Samuel Riding | 11/11/2016
CSRC calls for tighter monitoring to deflate cool market amid growing volatility.
Trading & Investment
Korea Reveals New Short-Selling, Disclosure Rules
By Samuel Riding | 11/11/2016
Regulator aims to prevent market volatility and enhance supervision of possible illegal transactions.
Structural Regulation
China Commodity Exchanges Order Product Registration
By Samuel Riding | 11/11/2016
Move aims to increase monitoring of risky asset management products.
Capital Adequacy
Capital Rules Could Shut Indian Commodity Exchanges – Traders
By Samuel Riding | 10/11/2016
Traders suggest SEBI should consider specific capital requirements for each exchange.
Trading & Investment
MAS Deputy MD Appointed Chair of GEM Committee
By Samuel Riding | 09/11/2016
Jacqueline Loh will serve for three years as chair of Global Economy Meeting’s Markets Committee.
Structural Regulation
Rise in Complaints Warrants HK IPO Reform – SFC
By Samuel Riding | 09/11/2016
Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.
Payments & Settlements
Cambodia to Pass E-commerce Law ‘Soon’
By Samuel Riding | 09/11/2016
New law said to enhance investor and consumer protection; speed up business transactions.
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