Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Structural Regulation

    SEBI to Toughen Promoter-PE Profit Sharing Rules

    By Samuel Riding | 15/11/2016

    Proposals would require promoters to get board, shareholder approval before entering agreements.

    Structural Regulation

    EU Regulatory Confusion Infects Asia

    By Peter Guy | 14/11/2016

    Uncertainty about fund passporting will have widespread impact on asset managers’ international costs.

    Trading & Investment

    HK SFC Warns on Stock Connect Risk

    By Samuel Riding | 14/11/2016

    Regulator calls for system enhancement due to expected increase in trading volume.

    Trading & Investment

    China Bans Futures Broker Margin Financing

    By Samuel Riding | 11/11/2016

    CSRC calls for tighter monitoring to deflate cool market amid growing volatility.

    Trading & Investment

    Korea Reveals New Short-Selling, Disclosure Rules

    By Samuel Riding | 11/11/2016

    Regulator aims to prevent market volatility and enhance supervision of possible illegal transactions.

    Structural Regulation

    China Commodity Exchanges Order Product Registration

    By Samuel Riding | 11/11/2016

    Move aims to increase monitoring of risky asset management products.

    Capital Adequacy

    Capital Rules Could Shut Indian Commodity Exchanges – Traders

    By Samuel Riding | 10/11/2016

    Traders suggest SEBI should consider specific capital requirements for each exchange.

    Trading & Investment

    MAS Deputy MD Appointed Chair of GEM Committee

    By Samuel Riding | 09/11/2016

    Jacqueline Loh will serve for three years as chair of Global Economy Meeting’s Markets Committee.

    Structural Regulation

    Rise in Complaints Warrants HK IPO Reform – SFC

    By Samuel Riding | 09/11/2016

    Proposed listing reforms will enhance SFC’s transparency, accountability and efficiency, CEO says.

    Payments & Settlements

    Cambodia to Pass E-commerce Law ‘Soon’

    By Samuel Riding | 09/11/2016

    New law said to enhance investor and consumer protection; speed up business transactions.

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