Structural Regulation

Structural Regulation

SEBI Issues Commodity Warehousing Consultation

By Samuel Riding | 06/06/2016

Proposals include ban on warehouse managers trading on exchanges which use their services.

Clearing & Post-Trade

Japan Grants FCO Status to CME

By Editors | 05/06/2016

US futures company will compete with UK’s LCH in interest-rate swaps market.

Trading & Investment

CSRC Warns on Private Fund Sales to Retail Investors

By Samuel Riding | 03/06/2016

Regulator clamping down on practice of slicing off portions of private funds for sale.

Structural Regulation

ASIC Eases Path to New Tax Systems for Investment Trusts

By Samuel Riding | 03/06/2016

Managed trusts can change constitutions without holding members’ meetings.

Clearing & Post-Trade

CFTC Issues ‘No Action Letter’ on Shanghai Clearing House

By Samuel Riding | 02/06/2016

SHCH had not registered as derivatives clearing organisation, is applying for exemption.

Structural Regulation

HKEx, SFC to ‘Fine-tune’ IPO Regulations

By Samuel Riding | 02/06/2016

SFC could become ‘last gatekeeper’ in IPO process, also set to review back-door listings.

Liquidity Risk

India Tightens Fund Redemption Rules

By Samuel Riding | 01/06/2016

Funds can only restrict redemptions in four circumstances, including market failure.

Trading & Investment

SHFE Applies for HK ATS License

By Samuel Riding | 01/06/2016

Shanghai Futures Exchange platform could initially trade crude oil futures.

Structural Regulation

BSE to Sell 30% Stake in IPO

By Samuel Riding | 01/06/2016

Exchange to set up committee of selling shareholders, aims to raise USD120 million.