Structural Regulation

Structural Regulation

Vietnam Proposes New Public Offering Rules

By Samuel Riding | 06/11/2015

SEC draft rules propose checking of listing candidates’ corporate governance records

Market Abuse

SGX Extends Privy List Requirements

By Samuel Riding | 04/11/2015

Rule comes into effect on December 1; exchange to no longer require private notification of significant transactions

Structural Regulation

Allow Banks to Offer Below-benchmark Rate Loans: SBI

By Samuel Riding | 03/11/2015

State Bank of India says allowing rule change will create level playing field, discourage regulatory arbitrage

Trading & Investment

China’s Futures Exchange Hit by Securities Regulator Clampdown

By Samuel Riding | 02/11/2015

Volume declines to five-year low amid CSCR’s tight margin requirements and position limits on futures trading.

Structural Regulation

China, Japan, Korea to Boost Coordination Among Financial Authorities

By Samuel Riding | 02/11/2015

Countries pledge to increase cross-border information sharing and policy coordination at talks in Soeul.

Structural Regulation

ASIC Publishes Changes to Market Integrity Rules

By Samuel Riding | 30/10/2015

Changes impact warrants and ETFs traded on new Chi-X investment product market.

Structural Regulation

PFRDA Wants Remit on Insurance and Mutual Fund Pensions

By Samuel Riding | 30/10/2015

Pensions authority says it should be overseeing pension products which are currently regulated by SEBI

Clearing & Post-Trade

CFTC Issues Exemption Orders to Japanese, Korean Derivatives Clearing Houses

By Samuel Riding | 29/10/2015

Exemptions granted to Japan Securities Clearing Corporation and Korea Exchange due to ‘comparable regulation’ in home countries.

Structural Regulation

China’s Capital Outflows Raise Spectre of Tobin Tax

By Samuel Riding | 29/10/2015

SAFE considering moves to suppress abnormal and significant flows of short-term funds that seek arbitrage, official says.