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Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.
Trading & Investment
CSRC Seeks Stronger Supervision of Client Trading at Brokerages
By Editors | 12/10/2015
The China Securities Regulatory Commission is proposing guidelines for brokerages and wealth management firms to strengthen supervision of clients’ transactions.
Structural Regulation
ASIC Extends Deadline for Phase 3B Reporting Entities
By Editors | 11/10/2015
The Australian Securities and Investment Commission has extended the deadline for Phase 3B Reporting Entities to start reporting derivative transactions until December 4, 2015.
Trading & Investment
Hong Kong Considers Centralised Fund Platform
By Editors | 11/10/2015
The Hong Kong Securities Association is holding talks with Hong Kong Exchange and Clearing Limited to evaluate the possibility of launching a centralised fund platform.
Payments & Settlements
China Launches New Interbank Payment System
By Editors | 10/10/2015
The People’s Bank of China has launched the China International Payment System, a cross-border interbank payment system to facilitate yuan clearing transactions.
Emerging Prudential Risks
IOSCO Board Meets to Discuss Key Priority Areas
By Editors | 09/10/2015
The Board of the International Organization of Securities Commissions met in Toronto to reinforce IOSCO’s position as the key global reference point for financial services and markets regulation.
Trading & Investment
Thailand Consults on Foreign Investment Products
By Editors | 07/10/2015
Thailand’s Securities and Exchange Commission is seeking comment on draft rules for providing investment services in foreign currency denominated products also offered overseas.
Clearing & Post-Trade
Bangladesh Finalises Rules to Establish Clearing Corp
By Editors | 07/10/2015
The Bangladesh Securities and Exchange Commission has finalised draft rules to establish a separate company to perform clearing and settlement activities for both the bourses.
Structural Regulation
Hong Kong Terminates Plan for Dual-Class Shares
By Editors | 06/10/2015
The Stock Exchange of Hong Kong has terminated a plan to allow dual-class shares and other weighted-voting rights structures after objection from the Securities and Futures Commission.
Trading & Investment
S. Korea Eyes Listing of Foreign ETFs on Local Bourse
By Editors | 06/10/2015
The Korea Exchange has said that it will seek to list foreign ETFs on the local stock market to meet rising local demand for direct overseas investment.
Clearing & Post-Trade
ICE Clear Singapore Recognised as Third Country CCP
By Editors | 06/10/2015
Intercontinental Exchange has announced that ICE Clear Singapore has been recognised as a third-country central counterparty in accordance with the European Market Infrastructure Regulation.
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