Structural Regulation

    Reporting on regulatory frameworks and rules governing market design, authorisation, and oversight of key financial market participants and infrastructures.

    Trading & Investment

    CSRC Seeks Stronger Supervision of Client Trading at Brokerages

    By Editors | 12/10/2015

    The China Securities Regulatory Commission is proposing guidelines for brokerages and wealth management firms to strengthen supervision of clients’ transactions.

    Structural Regulation

    ASIC Extends Deadline for Phase 3B Reporting Entities

    By Editors | 11/10/2015

    The Australian Securities and Investment Commission has extended the deadline for Phase 3B Reporting Entities to start reporting derivative transactions until December 4, 2015.

    Trading & Investment

    Hong Kong Considers Centralised Fund Platform

    By Editors | 11/10/2015

    The Hong Kong Securities Association is holding talks with Hong Kong Exchange and Clearing Limited to evaluate the possibility of launching a centralised fund platform.

    Payments & Settlements

    China Launches New Interbank Payment System

    By Editors | 10/10/2015

    The People’s Bank of China has launched the China International Payment System, a cross-border interbank payment system to facilitate yuan clearing transactions.

    Emerging Prudential Risks

    IOSCO Board Meets to Discuss Key Priority Areas

    By Editors | 09/10/2015

    The Board of the International Organization of Securities Commissions met in Toronto to reinforce IOSCO’s position as the key global reference point for financial services and markets regulation.

    Trading & Investment

    Thailand Consults on Foreign Investment Products

    By Editors | 07/10/2015

    Thailand’s Securities and Exchange Commission is seeking comment on draft rules for providing investment services in foreign currency denominated products also offered overseas.

    Clearing & Post-Trade

    Bangladesh Finalises Rules to Establish Clearing Corp

    By Editors | 07/10/2015

    The Bangladesh Securities and Exchange Commission has finalised draft rules to establish a separate company to perform clearing and settlement activities for both the bourses.

    Structural Regulation

    Hong Kong Terminates Plan for Dual-Class Shares

    By Editors | 06/10/2015

    The Stock Exchange of Hong Kong has terminated a plan to allow dual-class shares and other weighted-voting rights structures after objection from the Securities and Futures Commission.

    Trading & Investment

    S. Korea Eyes Listing of Foreign ETFs on Local Bourse

    By Editors | 06/10/2015

    The Korea Exchange has said that it will seek to list foreign ETFs on the local stock market to meet rising local demand for direct overseas investment.

    Clearing & Post-Trade

    ICE Clear Singapore Recognised as Third Country CCP

    By Editors | 06/10/2015

    Intercontinental Exchange has announced that ICE Clear Singapore has been recognised as a third-country central counterparty in accordance with the European Market Infrastructure Regulation.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.