Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    Korea FSS Finalises Guidelines on Preventing Naked Short Selling

    By Manesh Samtani | 22/01/2025

    The guidelines clarify the obligations of securities companies to verify that clients have measures in place to prevent naked short selling

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    Structural Regulation

    CICC Granted Approval to Operate in Dubai Financial Centre

    By Mark Johnston | 20/01/2025

    DFSA CEO Ian Johnston described the approval as “a big step forward” for facilitating deals and arrangements between China and the UAE.

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    Fraud, Scams & Cybercrime

    Founder of Hindenburg Research Announces Decision to Shut Down

    By Nithya Subramanian | 19/01/2025

    Nate Anderson said that Hindenburg Research’s work led to nearly 100 individuals being charged civilly or criminally by regulators.

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    Structural Regulation

    SEBI Proposes to Raise Threshold for Granular Disclosures by FPIs

    By Editors | 19/01/2025

    The higher threshold will reduce the number of FPIs that are subject to granular disclosure requirements thereby lowering regulatory burden and compliance costs

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    Trading & Investment

    UK, China Agree to Deepen Capital Markets Cooperation

    By Manesh Samtani | 18/01/2025

    The two sides agreed to enhance the UK-China Stock Connect and explore ETF and Wealth Connect schemes. The UK will also form a task force to support China capital market reforms.

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    Payments & Settlements

    PBOC Governor Talks Up Mainland and Hong Kong Markets

    By Manesh Samtani | 17/01/2025

    Pan Gongsheng said risks in China’s property market have receded and the Mainland will further boost connectivity with Hong Kong

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    Trading & Investment

    Osaka Exchange to Launch New Natural Rubber Futures Contract

    By Thisanka Siripala | 16/01/2025

    The futures contract will based on the price of Natural Rubber Futures listed on the Shanghai Futures Exchange

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    Trading & Investment

    Tokyo Enhances Execution Environment for Block Trades

    By Thisanka Siripala | 16/01/2025

    TSE participants can now use an IOI platform to quietly gauge market demand for large stock trades without revealing their intentions to other participants

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    Trading & Investment

    Pakistan Explores Secondary Listings on Hong Kong Exchange

    By Sanday Chongo Kabange | 16/01/2025

    Pakistan will also issue yuan-denominated panda bonds in June with the aim of raising funds from Chinese investors

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    Trading & Investment

    JSDA Proposes to Revise Rules on Foreign Securities Transactions

    By Thisanka Siripala | 16/01/2025

    The proposed amendments aim to address the lack of a clear classification for some foreign securities transactions

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