Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    SEBI Modifies Valuation Framework for AIF Investment Portfolios

    By Ajoy K Das | 19/09/2024

    AIFs will now have seven months to report valuations based on audited data from investee companies as against six months previously.

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    Trading & Investment

    SEBI Shortens Timeline for Allotment and Trading of Bonus Shares

    By Ajoy K Das | 19/09/2024

    SEBI issued a circular setting out guidelines to enable investors to trade bonus shares just two days after the record date, starting from 1 October.

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    Trading & Investment

    Saudi Exchange to List First HK-Focused ETFs This Year

    By Editors | 18/09/2024

    Hong Kong listed APAC’s first Saudi-focused ETF in November 2023. Paul Chan said two HK-focused ETFs will list in Saudi Arabia this year.

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    Trading & Investment

    SEBI Dismisses Co-location Case Against NSE and Executives

    By Ajoy K Das | 18/09/2024

    SEBI had directed NSE to disgorge billions of dollars in 2019, but the Securities Appellate Tribunal ordered the case to be re-adjudicated.

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    Sustainable Finance

    Bursa Carbon Exchange Starts Continuous Trading of RECs

    By Nithya Subramanian | 18/09/2024

    Bursa Malaysia CEO says continuous trading of RECs makes renewable energy projects more financially viable and attractive to investors.

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    Structural Regulation

    Eurex Allows US Introducing Brokers to Become Direct Members

    By Nithya Subramanian | 18/09/2024

    The change will enable US market participants to execute trades on Eurex markets via domestic introducing brokers throughout the US trading day.

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    Trading & Investment

    Singapore Considers Measures to Better Position Equity Market

    By Nithya Subramanian | 17/09/2024

    MAS Deputy Chairman Chee Hong Tat, who chairs a review group established in August, outlines three main areas of focus to boost the equity market.

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    Trading & Investment

    SEBI to Allow Use of Cash Collateral Securities for Margin Trading

    By Ajoy K Das | 12/09/2024

    From 1 October, securities funded through cash collateral can be considered as maintenance margin for margin trading facilities.

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    Market Abuse

    HKEX Offers New Guidance on Preventing Self-Matched Trades

    By Sanday Chongo Kabange | 12/09/2024

    The guidance aims to help firms mitigate the risk of self-trades by different trading units that might be susceptible to inappropriate trading behaviour.

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    Structural Regulation

    SEBI Streamlines Registration Process for Foreign VC Firms

    By Ajoy K Das | 11/09/2024

    From 1 Jan 2025, resident Indians, non-resident Indians, and overseas citizens of India can be constituents of the FVCI applicant.

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