Trading & Investment

Fraud, Scams & Cybercrime

China to Intensify Crackdown on Capital Markets Fraud

By Manesh Samtani | 09/07/2024

New guideline includes measures to crack down on financial fraud such as false information disclosure and embezzlement of IPO proceeds.

Trading & Investment

KRX, Naver to Collaborate on Market, Cyber Surveillance

By Editors | 08/07/2024

A key component of the collaboration is to increase monitoring of Naver Pay’s stock discussion rooms and “Shareholder Open Talk” communities.

Cryptocurrency

ESMA Publishes Trade Transparency Standards for MiCA

By Editors | 05/07/2024

ESMA report includes standards for how crypto trading platforms should publish data required for pre-and post-trade transparency.

Trading & Investment

SEBI Mandates Email for Dispatching Consolidated Account Statements

By Ajoy K Das | 05/07/2024

The regulator has said that CAS will be sent on a monthly basis in case of a transaction in the demat account and on a half-yearly basis if there is no transaction.

Trading & Investment

SEBI Cuts Face Value of Debt Securities

By Ajoy K Das | 04/07/2024

A lower ticket size could encourage more participation from retail investors, boosting liquidity.

Trading & Investment

China Launches Covered Bond Programme for Private Firms

By Editors | 04/07/2024

Four companies issued bonds on Tuesday through the new programme, which aims to help private businesses secure financing.

Market Abuse

Korea Imposes Largest Ever Short-Selling Fine on Credit Suisse

By Sanday Chongo Kabange | 04/07/2024

The SFC has imposed a $19.5 million combined fine on Credit Suisse and its Singapore affiliate for naked short sale activities.

Structural Regulation

HK Presses Ahead with New Company Re-domiciliation Regime

By Sanday Chongo Kabange | 04/07/2024

The FSTB is drafting legislation that will make it easier for foreign companies to re-domicile to Hong Kong.

Market Abuse

SEBI Issues Show Cause Notice to Hindenburg Over Adani Report

By Ajoy K Das | 03/07/2024

Allegations of manipulation and unfair practices in shorting Adani Group stocks were dismissed by Hindenburg as “nonsense and fabricated.”