Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    SZSE to Help HKEX Develop Integrated Fund Platform

    By Sanday Chongo Kabange | 14/06/2024

    HKEX’s Integrated Fund Platform will enable market participants to more effectively distribute fund products to clients.

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    Structural Regulation

    NZ Minister Orders Inquiry into Banking Competition

    By Sanday Chongo Kabange | 14/06/2024

    The Select Committee inquiry will examine banking competition, focusing on business and rural banking and lending.

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    Trading & Investment

    FSC Korea Outlines Roadmap for Resuming Short Selling

    By Manesh Samtani | 14/06/2024

    The FSC formally extended the short-selling ban until 30 March 2025 and announced reform measures to prevent naked short-selling.

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    Structural Regulation

    ASIC Issues First Stop Order Targeting Crowdfunding Campaign

    By Sanday Chongo Kabange | 13/06/2024

    ASIC issued an interim stop order against a crowd-sourced funding campaign because of its use of a nominee arrangement.

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    Trading & Investment

    Hong Kong: New Sovereign Fund Starts Deploying Capital

    By Sanday Chongo Kabange | 13/06/2024

    The HKIC, established in 2022, will make its first batch of investments in start-ups beginning this month.

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    Trading & Investment

    SEBI Launches Free Programme to Boost Investor Education

    By Ajoy K Das | 12/06/2024

    The investor certification examination aims to enhance digital financial education about investing in the Indian securities market.

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    Structural Regulation

    Japan Passes Law to Allow Intangible Assets as Loan Collateral

    By Editors | 12/06/2024

    The law will enable businesses to obtain loans backed by future cash flows and other intangible assets such as intellectual property.

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    Trading & Investment

    New Zealand FMA Proposes New Rules for Derivatives Issuers

    By Sanday Chongo Kabange | 12/06/2024

    The FMA proposes to limit the amount of leverage that derivative issuers can offer, and to require them to conduct suitability checks.

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    Trading & Investment

    China: Stock Exchanges Issue New Programme Trading Rules

    By Mark Johnston | 12/06/2024

    HFT will be subject to differentiated fees based on indicators such as the number and frequency of orders submitted and withdrawn.

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    Trading & Investment

    HSBC Agrees to Raise Stake in China Fund Venture

    By Editors | 11/06/2024

    HSBC will raise its stake in HSBC Jintrust Fund Management from 49 to 80 percent, subject to regulatory approval.

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