Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Liquidity Risk

    China Issues New Rules for Private Securities Investment Funds

    By Editors | 06/05/2024

    The rules were proposed last May but have since been relaxed in several aspects, including a lower forced liquidation threshold.

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    Trading & Investment

    India Allows Non-Bank FPIs to Issue Derivatives in GIFT City

    By Ajoy K Das | 06/05/2024

    Non-bank FPIs including AIFs are expected to start issuing derivatives in GIFT City and offering them to international investors.

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    Structural Regulation

    China Stock Exchanges Finalise New Rules on Listing Access

    By Editors | 05/05/2024

    The rules say more on-site inspections of listing applicants will be conducted and a risk warning will be introduced for companies that underpay dividends.

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    Structural Regulation

    CSRC Revises STAR Market Criteria to Boost R&D Investment

    By Mark Johnston | 05/05/2024

    The guidelines were revised to require STAR Market companies to have more R&D investment, more invention patents and a higher income growth rate.

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    Trading & Investment

    SEBI Eases Rules to Enable Digital Onboarding by Portfolio Managers

    By Ajoy K Das | 04/05/2024

    A requirement for distributors of portfolio management services to register with the APMI is also being mandated.

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    Trading & Investment

    UK Consults on Guidance for New Derivatives Reporting Rules

    By Editors | 04/05/2024

    The consultation seeks feedback on new Q&As and corresponding changes to the UK EMIR validation rules, which take effect from 30 September.

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    Trading & Investment

    CFTC May Revoke US Permissions to Trade TAIEX Futures

    By Editors | 04/05/2024

    TSMC has accounted for more than a 30 percent weighting in the TAIEX for 45 trading sessions in a row.

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    Trading & Investment

    Taiwan Unveils Measures to Enhance Regulatory System for ETFs

    By Mark Johnston | 03/05/2024

    The FSC will review ETF sales documents. SITCA will strengthen advertising reviews. Indices tracked by ETFs will have to be approved.

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    Structural Regulation

    CSRC Issues Guidelines for Listing Transfers to Beijing Exchange

    By Editors | 03/05/2024

    The guidelines focus on transfers of listings from the NEEQ to improve the overall quality of BSE-listed companies.

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    Trading & Investment

    Indonesia OJK Issues New Short Selling Regulations

    By Editors | 03/05/2024

    OJK said the regulations will ensure robust risk management and regulatory compliance by securities companies.

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