Trading & Investment

Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

PBOC May Start Participating in Treasury Bond Market – Reports

By Editors | 24/04/2024

PBOC may start buying and selling government bonds as a way to manage financial system liquidity and monetary policy.

Trading & Investment

SEBI Proposes Framework for Price Discovery of Investment Companies

By Ajoy K Das | 22/04/2024

A special call-auction may be enabled for listed investment companies and investment holding companies.

Trading & Investment

CSRC Issues New Rules on Investment Fund Fees and Disclosures

By Editors | 22/04/2024

The rules prohibit passive stock funds from using commissions to pay for research and lower the concentration of transaction fees that can be distributed to a single brokerage.

Trading & Investment

NYSE Considers Introducing Round-the-clock Stock Trading

By Editors | 22/04/2024

NYSE is surveying the market on whether round-the-clock trading should take place only through the five-day work week or over weekends as well.

Trading & Investment

Philippines Scraps Minimum Commission Rule for Stockbrokers

By Sanday Chongo Kabange | 21/04/2024

The SEC says the removal of the minimum commission requirement will boost stock market activity and draw in retail investors.

Trading & Investment

CSRC Announces New Measures to Enhance Stock Connect

By Manesh Samtani | 21/04/2024

The measures include relaxed ETF eligibility criteria, inclusion of REITs and RMB-denominated HK stocks, and more support for Mainland listings in HK.

Trading & Investment

SFC, HKMA Find Deficient Practices in Investment Product Sales

By Manesh Samtani | 19/04/2024

A thematic review highlighted issues with product due diligence methodologies and a lack of understanding of certain structured products.

Clearing & Post-Trade

HKEX to Develop New Derivatives Platform In-House

By Sanday Chongo Kabange | 19/04/2024

The Orion Derivatives Platform will offer enhanced trading and clearing capabilities and the potential for near 24-hour trading.

Structural Regulation

CSRC Addresses Concerns Over New Delisting Rules

By Editors | 17/04/2024

Chinese small-cap stocks sold off for two days after the CSRC announced new delisting rules and dividend requirements for listed companies.

Trading & Investment

RBI Permits Use of GIFT City OTC Segment to Hedge Gold Price Risk

By Ajoy K Das | 17/04/2024

Resident entities can hedge gold price risks using OTC derivatives in GIFT City, in addition to exchange-traded derivatives.

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