Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    SGX Announces New Listing Under Shanghai ETF Link

    By Ranamita Chakraborty | 21/03/2024

    The listing strengthens the collaboration between SGX and SSE, expanding their ETF product link to three offerings in total.

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    Trading & Investment

    SEBI to Require ‘Audio-Visual’ Disclosures With IPO Offer Documents

    By Ajoy K Das | 21/03/2024

    Audio-visual representations of disclosures made in IPO offer documents will help investors better understand the features of the offer, SEBI said.

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    Market Abuse

    S. Korea Sees First Securities Class Action Related to an IPO

    By Editors | 20/03/2024

    The class action is against semiconductor company FADU and its underwriters, NH Investment & Securities and Korea Investment & Securities.

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    Trading & Investment

    HKEX: Self-Match Prevention Service for Securities Set for Launch

    By Sanday Chongo Kabange | 20/03/2024

    From 2 April, HKEX’s new SMP service for the securities market will open for applications by exchange participants.

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    Structural Regulation

    SEBI Approves Rule Changes to Lower Burden on Listed Companies

    By Ajoy K Das | 20/03/2024

    Companies will no longer have to maintain a 1% security deposit for public or rights issues of equity shares. They will also have more time to fill KMP vacancies.

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    Structural Regulation

    Japan FSA Sends Bill to Parliament to Boost Capital Market

    By Editors | 19/03/2024

    The bill will enable asset managers to outsource middle and back office operations and facilitate the development of a market for unlisted securities.

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    Trading & Investment

    Bursa Malaysia Launches New Soybean Oil Futures Contract

    By Ranamita Chakraborty | 19/03/2024

    Bursa Malaysia is the first exchange outside of China licensed to use commodity futures settlement prices from the Dalian Commodity Exchange.

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    Trading & Investment

    Taiwan FSC Conducting Inspections at ETF Issuers – Report

    By Editors | 18/03/2024

    One of the areas the FSC is scrutinising is the use of online influencers by fund houses to promote their products.

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    Anti-Money Laundering

    Japan to Offer Investment Visas to Venture Capitalists – Report

    By Editors | 18/03/2024

    A new five-year residency visa will reportedly be available to angel investors and venture capitalists in the next few months.

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    Structural Regulation

    SEBI Exempts Certain FPIs from Additional Disclosure Requirements

    By Ajoy K Das | 16/03/2024

    SEBI also approved two other proposals, one to relax the timelines for disclosures of material changes, and the other to allow FPIs to reactivate an expired registration.

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