Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    Beijing Stock Exchange Commences Corporate Bond Trading

    By Nithya Subramanian | 16/01/2024

    Three bonds raised a combined CNY 2.48 billion; enterprise bond trading on the BSE is expected to broaden China’s capital markets.

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    Structural Regulation

    SEBI Proposes to Ease Fundraising Rules for Listed Companies

    By Ajoy K Das | 15/01/2024

    SEBI proposes to allow certain public investors to contribute towards MPS without being classified as promoter

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    AI Risk & Governance

    Lion Global Investors Unveils Singapore’s First Actively Managed ETF

    By Nithya Subramanian | 15/01/2024

    The active ETF, launched in collaboration with Nomura Asset Management, employs AI models for dynamic portfolio management.

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    Trading & Investment

    HKEX to Support More Mainland Firms to List in Hong Kong

    By Sanday Chongo Kabange | 11/01/2024

    Under the MoU, HKEX will support Xi’an-based companies that are interested in seeking a listing in Hong Kong.

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    Cryptocurrency

    US SEC Approves Rule Changes Permitting Bitcoin ETFs

    By Nithya Subramanian | 11/01/2024

    The regulator has also announced investor protection requirements, adding that exchanges will have to adhere to rules to prevent fraud and manipulation.

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    Fraud, Scams & Cybercrime

    SFC Issues New Alert on Suspicious Real Estate Investment Products

    By Sanday Chongo Kabange | 10/01/2024

    The SFC has warned the public to be wary of Kaplink 006 Limited and Kaplink 007 Limited, involving real property development projects in Australia.

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    Cybersecurity

    US SEC to Investigate False Tweet on Bitcoin ETF Approvals

    By Mark Johnston | 09/01/2024

    US SEC claims official X account was hacked, posting a false tweet about approving bitcoin ETFs, causing a brief surge and crash in bitcoin price.

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    Conduct, Culture & Accountability

    Korea FSS Widens Probe into Sales of High Risk Derivatives

    By Manesh Samtani | 09/01/2024

    The FSS found that some firms incentivised sales of high-risk and complex ELS products through internal policies and KPIs.

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    Trading & Investment

    China Allows Funds to Be Net Sellers of Equity – Report

    By Editors | 09/01/2024

    The policy shift reverses window guidance issued last year asking funds to avoid being net sellers of equities on any trading day.

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    Trading & Investment

    Philippine Regulators Pledge to Deepen Bond Market

    By Sanday Chongo Kabange | 09/01/2024

    The objective is to increase the diversity of corporate borrowers that issue bonds and to make risk pricing more active.

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