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Trading & Investment
Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
SFC Sets Out Trigger Events Requiring Disclosure by ETF Managers
By Editors | 03/01/2024
The circular lists examples of events that may trigger ongoing disclosure requirements by management companies of ETFs.
Trading & Investment
RBI Issues Draft Directions on Bonds Forwards in G-Secs
By Ajoy K Das | 03/01/2024
Resident and non-residents who are eligible to invest in government securities will also be eligible to undertake bond forward transactions.
Structural Regulation
Korea Advances Work to Implement Revised Asset Securitisation Act
By Mark Johnston | 29/12/2023
Effective from 12 January 2024, the revised law will enable a wider range of companies to issue securitised assets.
Trading & Investment
SEBI Proposes Material Price Movement for Rumour Verification
By Nithya Subramanian | 29/12/2023
It has proposed that instead of material events, rumour verification of material price movement should be done within 24 hours.
Trading & Investment
Bursa Malaysia, RAM Holdings Launch Debt Fundraising Platform
By Nithya Subramanian | 29/12/2023
The platform will allow listed and unlisted companies to raise funds through the issuance of credit-rated investment notes.
Market Abuse
Shanghai Court Settles China’s First Securities Class Action Lawsuit
By Editors | 28/12/2023
The court ordered Essence Information Technology to pay more than CNY 280 million to a total 7,195 investors.
Trading & Investment
RBI Finalises Rules for G-Sec Borrowing and Lending
By Ajoy K Das | 28/12/2023
Securities issued by the central government excluding Treasury Bills are eligible for lending and borrowing in GSL transactions.
Trading & Investment
JBATA Publishes Feedback From Euroyen TIBOR Consultation
By Editors | 27/12/2023
Most respondents said “six months before the cessation date” is a desirable timing to cease entering into new Euroyen TIBOR contracts.
Market Abuse
China Launches Probe into CDB for Suspected Price Manipulation
By Editors | 27/12/2023
NAFMII said it has information indicating China Development Bank improperly influenced market prices in its bond issuance and money market businesses.
Market Abuse
Korea Fines BNP Paribas, HSBC $20.4m for Illegal Short Selling
By Editors | 26/12/2023
The FSC said the naked short-selling transactions lasted for months and were thus were “viewed as not inadvertent but intentional.”
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