Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    SGX Sets Out Listing Requirements for Active ETFs

    By Sanday Chongo Kabange | 06/12/2023

    Active ETF managers must publish indicative NAV throughout the trading day, disclose NAV daily, and publish fund performance and portfolio holdings monthly.

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    Trading & Investment

    SEBI Implements Three-Day Timeline for IPO Listings

    By Ajoy K Das | 06/12/2023

    The new mandatory three-day timeline from IPO close to listing took effect on 1 December, and will benefit both issuers and investors.

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    Trading & Investment

    Australia Consults on Improving Super Fund Retirement Outcomes

    By Editors | 06/12/2023

    Discussion paper examines how super funds can better support members and deliver better retirement income products and services.

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    Structural Regulation

    UK FCA Consults on Regulatory Approach for Overseas Funds

    By Editors | 05/12/2023

    The new regime will provide a “streamlined process” for overseas funds to market to UK retail customers if the government finds a jurisdiction equivalent.

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    Climate Risk

    CFTC Proposes Standards for Carbon Credit Derivatives

    By Editors | 05/12/2023

    The guidance adopts standards from the ICVCM’s Core Carbon Principles and introduces quality standards for carbon offsets tied to derivative contracts.

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    Cryptocurrency

    Cristiano Ronaldo Facing Class Action Over Binance Endorsement

    By Editors | 04/12/2023

    The $1bn lawsuit claims the endorsement led the plaintiffs to make loss-making investments, including in “CR7” branded NFTs.

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    Climate Risk

    IOSCO Proposes 21 Good Practices to Promote VCM Integrity

    By Manesh Samtani | 04/12/2023

    The Good Practices cover regulatory frameworks, primary market issuance, secondary market trading, and use and disclosure of use of carbon credits.

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    Trading & Investment

    Bursa Malaysia Launches Investor Relations Support Programme

    By Editors | 03/12/2023

    The so-called “IR4U programme” provides tools and resources to help Malaysian listed companies develop their investor relations function.

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    Trading & Investment

    SGX Announces First Listings Under Shanghai ETF Link

    By Manesh Samtani | 03/12/2023

    ETF listed on SGX will give investors exposure to high dividend paying Shanghai stocks. ETF listed on SSE will track Indian and Southeast Asian tech companies.

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    Trading & Investment

    Korea FSS to Tighten Rules on Sale of Bond Investments

    By Editors | 03/12/2023

    The rule changes are needed to ensure investors understand the risks and transaction costs of bond investments, the FSS said.

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