ADVERTISEMENT
Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

Structural Regulation
UK Court Rules That LME Nickel Trade Cancellations Were Lawful
By Editors | 30/11/2023
The court ruling supports the LME’s argument that its actions in March 2022 were necessary to prevent a potential market collapse.

Trading & Investment
Chinese Insurers Team Up to Invest in Stock Market
By Editors | 29/11/2023
China Life Insurance and New China Life Insurance will set up a new fund to invest in stocks, responding to calls from regulators for insurers to step up support for the market.

Fraud, Scams & Cybercrime
The Boiling Frog: Finfluencers in the Investment Management Industry
By Pankaj Sharma | 29/11/2023
Pankaj Sharma and Phoebe Chan discuss the complexities of regulating financial promotions online, finfluencers in particular, and offer recommendations.

Conduct, Culture & Accountability
China Revises Rules to Strengthen Self-Regulation in Fund Industry
By Editors | 29/11/2023
The revised rules impose expectations on fund management firms and their senior managers to focus more on risk management and ethical business conduct.

Trading & Investment
HKEX Lists Asia’s First-ever Saudi Arabia ETF
By Editors | 29/11/2023
The ETF, managed by CSOP Asset Management, was listed today in partnership with the Public Investment Fund of Saudi Arabia.

Trading & Investment
Thai Bourse to Study Benefits of Programme Trading – Report
By Editors | 28/11/2023
The SEC asked the SET to study the use of trading programmes and high-frequency trading and submit the results to the regulator.

Structural Regulation
Beijing Bourse Blocks Stock Sales by Major Shareholders
By Editors | 28/11/2023
Major shareholders are required to make a public filing before selling shares, but the BSE has been rejecting those filings to prevent stock sales.

Trading & Investment
SET, SGX to Add More Stocks to Depositary Receipts Linkage
By Editors | 28/11/2023
The first three Thai stocks listed depositary receipts on SGX in May. One SGX stock, Singapore Airlines, has so far listed DRs in Thailand.

Structural Regulation
SEBI to Introduce Regulatory Framework for Index Providers
By Ajoy K Das | 28/11/2023
SEBI approved a number of proposals at its board meeting on Saturday, including measures to provide NPOs greater fund raising flexibility.

Trading & Investment
India’s IFSCA Proposes Accredited Investor Framework for GIFT City
By Ajoy K Das | 28/11/2023
Minimum investment thresholds applicable to venture capital schemes, restricted schemes, and portfolio management services would not apply to accredited investors.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.