Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Structural Regulation

    UK Court Rules That LME Nickel Trade Cancellations Were Lawful

    By Editors | 30/11/2023

    The court ruling supports the LME’s argument that its actions in March 2022 were necessary to prevent a potential market collapse.

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    Trading & Investment

    Chinese Insurers Team Up to Invest in Stock Market

    By Editors | 29/11/2023

    China Life Insurance and New China Life Insurance will set up a new fund to invest in stocks, responding to calls from regulators for insurers to step up support for the market.

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    Fraud, Scams & Cybercrime

    The Boiling Frog: Finfluencers in the Investment Management Industry

    By Pankaj Sharma | 29/11/2023

    Pankaj Sharma and Phoebe Chan discuss the complexities of regulating financial promotions online, finfluencers in particular, and offer recommendations.

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    Conduct, Culture & Accountability

    China Revises Rules to Strengthen Self-Regulation in Fund Industry

    By Editors | 29/11/2023

    The revised rules impose expectations on fund management firms and their senior managers to focus more on risk management and ethical business conduct.

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    Trading & Investment

    HKEX Lists Asia’s First-ever Saudi Arabia ETF

    By Editors | 29/11/2023

    The ETF, managed by CSOP Asset Management, was listed today in partnership with the Public Investment Fund of Saudi Arabia.

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    Trading & Investment

    Thai Bourse to Study Benefits of Programme Trading – Report

    By Editors | 28/11/2023

    The SEC asked the SET to study the use of trading programmes and high-frequency trading and submit the results to the regulator.

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    Structural Regulation

    Beijing Bourse Blocks Stock Sales by Major Shareholders

    By Editors | 28/11/2023

    Major shareholders are required to make a public filing before selling shares, but the BSE has been rejecting those filings to prevent stock sales.

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    Trading & Investment

    SET, SGX to Add More Stocks to Depositary Receipts Linkage

    By Editors | 28/11/2023

    The first three Thai stocks listed depositary receipts on SGX in May. One SGX stock, Singapore Airlines, has so far listed DRs in Thailand.

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    Structural Regulation

    SEBI to Introduce Regulatory Framework for Index Providers

    By Ajoy K Das | 28/11/2023

    SEBI approved a number of proposals at its board meeting on Saturday, including measures to provide NPOs greater fund raising flexibility.

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    Trading & Investment

    India’s IFSCA Proposes Accredited Investor Framework for GIFT City

    By Ajoy K Das | 28/11/2023

    Minimum investment thresholds applicable to venture capital schemes, restricted schemes, and portfolio management services would not apply to accredited investors.

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