Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    HKEX Introduces Reforms to Allow IPO “Double Dipping”

    By Editors | 22/11/2023

    The reforms allow existing shareholders and cornerstone investors of a listing applicant to subscribe for or purchase further securities.

    Trading & Investment

    TAIFEX Partners CME Group, Nasdaq to Launch Semiconductor Futures

    By Editors | 22/11/2023

    New contract will make TAIFEX the only non-US exchange to list futures for four major US equity indexes.

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    Tokenisation

    ICMA Offers Analysis of Risk Disclosures Used to Issue DLT-based Bonds

    By Editors | 22/11/2023

    The analysis identifies additional risk factors that feature in bond offering documents to address risks specific to the use of DLT.

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    Trading & Investment

    SEBI Launches “Investor Risk Reduction Access” Platform

    By Ajoy K Das | 21/11/2023

    The platform will enable investors to continue to manage their portfolios even during unexpected technical glitches.

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    Structural Regulation

    Tax Incentives Crucial to Attracting Single Family Offices to Singapore

    By Ranamita Chakraborty | 21/11/2023

    The slew of sops along with the regulator’s focus on quality investors has made the city-state a preferred destination for the super-rich.

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    Trading & Investment

    HKEX to Implement Position Limit Changes on 22 December

    By Editors | 21/11/2023

    The enhancements will boost the vibrancy and attractiveness of Hong Kong’s markets, said HKEX’s said Wilfred Yiu.

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    Trading & Investment

    CSRC Issues Derivatives Trading Rules for Follow-up Consultation

    By Manesh Samtani | 20/11/2023

    Excessive speculative behaviour and overly complex products are restricted. Derivatives traders must meet suitability standards.

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    Structural Regulation

    Indian Court Orders Calcutta Stock Exchange to Halt Trading on NSE

    By Ajoy K Das | 20/11/2023

    SEBI barred the CSE from operating its equities trading platform in 2013. It has since been allowing its members to trade on via the NSE. The agreement with NSE expired in September 2021.

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    Tokenisation

    Japan FSA Allows ODX to Launch Security Token Trading Platform

    By Editors | 20/11/2023

    Osaka Digital Exchange said its new platform, to be known as “START”, will launch by the end of the year.

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    Market Abuse

    Korea Unveils Proposed Reforms to Strengthen Short Selling System

    By Editors | 17/11/2023

    Under the proposals, institutional and retail investors will be subject to the same rules, and naked short selling can be penalised with a 10 year market ban.

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