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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

Structural Regulation
China Regulators Have Upbeat Message for Market Participants
By Editors | 09/11/2023
China will continue opening up its markets and supporting vulnerable parts of the economy. Two new foreign-funded insurance brokerage companies were approved this week.

Market Data & Technology
DTCC Opens Access to OTC Derivatives Market Data
By Editors | 09/11/2023
“OTC Direct Connect” allows market participants to access OTC derivatives transaction data that are reportable in the US and Canada.

Structural Regulation
US Adds Vietnam to FX Monitoring List, Removes Korea
By Editors | 09/11/2023
US Treasury is monitoring the currency practices and macroeconomic policies of six trading partners, including China, Malaysia, Singapore, and Taiwan.

Trading & Investment
Finance Leaders Highlight Risks, Opportunities at Key Hong Kong Summit
By Manesh Samtani | 08/11/2023
Chinese vice premier He Lifeng pledged continued support for Hong Kong. CSRC vice chairman Wang Jianjun discussed efforts to further expand Stock Connect.

Trading & Investment
AFCA Consults on Approach to Complaints Involving Advisers, MIS
By Sanday Chongo Kabange | 07/11/2023
The consultation sets out how AFCA will determine compensation for investors affected by managed investment schemes that fail or become insolvent.

Capital Adequacy
CSRC Proposes to Relax Capital Rules for Securities Firms
By Editors | 07/11/2023
The proposal adjusts the way securities firms calculate risk weightings, effectively reducing their capital requirements and allowing them to deploy more funds into the capital market.

Market Abuse
Korea Reimposes Short Selling Ban to Combat Unfair Trades
By Manesh Samtani | 06/11/2023
The government will ban short selling until end June 2024 and work on improving the short selling system, said FSC chairman Kim Joo-hyun.

Trading & Investment
Philippine Stock Exchange Debuts Short Selling – Report
By Editors | 06/11/2023
A total of 52 stocks and one ETF are available for short-selling. The PSE first proposed to allow short-selling in 1996.

Trading & Investment
MAS Offers Update on Changes to Complex Products Regime
By Manesh Samtani | 05/11/2023
MAS will adopt some changes to streamline the complexity criteria for CIS. Other changes will be addressed in a new consultation in H1 2024.

Trading & Investment
Bursa Malaysia Enables Investor Access to Chinese Soybean Oil Price
By Editors | 03/11/2023
This is the first time a Chinese derivatives exchange has authorised an Asian exchange to incorporate Chinese commodity futures settlement prices into a product offering.
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