Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Structural Regulation

    China Regulators Have Upbeat Message for Market Participants

    By Editors | 09/11/2023

    China will continue opening up its markets and supporting vulnerable parts of the economy. Two new foreign-funded insurance brokerage companies were approved this week.

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    Market Data & Technology

    DTCC Opens Access to OTC Derivatives Market Data

    By Editors | 09/11/2023

    “OTC Direct Connect” allows market participants to access OTC derivatives transaction data that are reportable in the US and Canada.

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    Structural Regulation

    US Adds Vietnam to FX Monitoring List, Removes Korea

    By Editors | 09/11/2023

    US Treasury is monitoring the currency practices and macroeconomic policies of six trading partners, including China, Malaysia, Singapore, and Taiwan.

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    Trading & Investment

    Finance Leaders Highlight Risks, Opportunities at Key Hong Kong Summit

    By Manesh Samtani | 08/11/2023

    Chinese vice premier He Lifeng pledged continued support for Hong Kong. CSRC vice chairman Wang Jianjun discussed efforts to further expand Stock Connect.

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    Trading & Investment

    AFCA Consults on Approach to Complaints Involving Advisers, MIS

    By Sanday Chongo Kabange | 07/11/2023

    The consultation sets out how AFCA will determine compensation for investors affected by managed investment schemes that fail or become insolvent.

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    Capital Adequacy

    CSRC Proposes to Relax Capital Rules for Securities Firms

    By Editors | 07/11/2023

    The proposal adjusts the way securities firms calculate risk weightings, effectively reducing their capital requirements and allowing them to deploy more funds into the capital market.

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    Market Abuse

    Korea Reimposes Short Selling Ban to Combat Unfair Trades

    By Manesh Samtani | 06/11/2023

    The government will ban short selling until end June 2024 and work on improving the short selling system, said FSC chairman Kim Joo-hyun.

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    Trading & Investment

    Philippine Stock Exchange Debuts Short Selling – Report

    By Editors | 06/11/2023

    A total of 52 stocks and one ETF are available for short-selling. The PSE first proposed to allow short-selling in 1996.

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    Trading & Investment

    MAS Offers Update on Changes to Complex Products Regime

    By Manesh Samtani | 05/11/2023

    MAS will adopt some changes to streamline the complexity criteria for CIS. Other changes will be addressed in a new consultation in H1 2024.

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    Trading & Investment

    Bursa Malaysia Enables Investor Access to Chinese Soybean Oil Price

    By Editors | 03/11/2023

    This is the first time a Chinese derivatives exchange has authorised an Asian exchange to incorporate Chinese commodity futures settlement prices into a product offering.

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