Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Cryptocurrency

    US SEC Publishes 2024 Examination Priorities Report

    By Editors | 17/10/2023

    Focus areas will include crypto-related securities, automated investment tools, artificial intelligence, trading algorithms, and investment adviser conduct.

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    Trading & Investment

    China: First Insurance AMCs Allowed to Pilot Listed ABS Products

    By Editors | 17/10/2023

    Five insurance AMCs will be allowed to pilot the issuance of ABS and REIT products and list them on the SSE and SZSE.

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    Trading & Investment

    Singapore, Shanghai to Collaborate on Asset Management

    By Editors | 16/10/2023

    IMAS and the Asset Management Association of Shanghai will collaborate to advance the development of their asset management industries.

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    Structural Regulation

    FCA Seeks Reforms to Bolster UK Fund Management Industry

    By Mark Johnston | 16/10/2023

    FCA chair Ashley Alder outlined plans to reform the UK asset management regime, focusing on proportionality, innovation and productive investment.

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    Trading & Investment

    China Tightens Short Selling Rules to Bolster Stock Market

    By Manesh Samtani | 16/10/2023

    The margin ratio for securities lending has been raised, and restrictions are being imposed on listed company executives and strategic shareholders.

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    Trading & Investment

    Malaysia Unveils Budget 2024, Capital Market Support Measures

    By Editors | 16/10/2023

    The budget includes additional funding for MyCIF initiatives, tax incentives for the ECF market, and targeted tax exemptions to support capital market fundraising.

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    Trading & Investment

    US SEC Boost Transparency of Short Selling, Securities Lending

    By Editors | 16/10/2023

    Institutional investment managers will be required to report short positions to the SEC; Companies will have to report securities lending activity to FINRA.

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    Trading & Investment

    CapitaLand China Trust Issues First China FTZ Offshore Bond

    By Editors | 16/10/2023

    CapitaLand China Trust subsidiary CLCT MTN has become the first Singapore-based issuer to launch offshore CNY bonds in the Shanghai FTZ.

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    Market Abuse

    ASIC Wins ‘Landmark’ Case Over ANZ’s 2015 Share Placement

    By Editors | 15/10/2023

    The Federal Court said ANZ breached the law by failing to disclose that its underwriters took up nearly a third of its 2015 share placement.

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    Trading & Investment

    REITs Connectivity Will Boost Mainland and Hong Kong: HKEX

    By Sanday Chongo Kabange | 13/10/2023

    Expanding market connectivity to include REITs will increase Hong Kong’s attractiveness and promote the internationalisation of the Mainland capital market.

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