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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

Cryptocurrency
US SEC Publishes 2024 Examination Priorities Report
By Editors | 17/10/2023
Focus areas will include crypto-related securities, automated investment tools, artificial intelligence, trading algorithms, and investment adviser conduct.

Trading & Investment
China: First Insurance AMCs Allowed to Pilot Listed ABS Products
By Editors | 17/10/2023
Five insurance AMCs will be allowed to pilot the issuance of ABS and REIT products and list them on the SSE and SZSE.

Trading & Investment
Singapore, Shanghai to Collaborate on Asset Management
By Editors | 16/10/2023
IMAS and the Asset Management Association of Shanghai will collaborate to advance the development of their asset management industries.

Structural Regulation
FCA Seeks Reforms to Bolster UK Fund Management Industry
By Mark Johnston | 16/10/2023
FCA chair Ashley Alder outlined plans to reform the UK asset management regime, focusing on proportionality, innovation and productive investment.

Trading & Investment
China Tightens Short Selling Rules to Bolster Stock Market
By Manesh Samtani | 16/10/2023
The margin ratio for securities lending has been raised, and restrictions are being imposed on listed company executives and strategic shareholders.

Trading & Investment
Malaysia Unveils Budget 2024, Capital Market Support Measures
By Editors | 16/10/2023
The budget includes additional funding for MyCIF initiatives, tax incentives for the ECF market, and targeted tax exemptions to support capital market fundraising.

Trading & Investment
US SEC Boost Transparency of Short Selling, Securities Lending
By Editors | 16/10/2023
Institutional investment managers will be required to report short positions to the SEC; Companies will have to report securities lending activity to FINRA.

Trading & Investment
CapitaLand China Trust Issues First China FTZ Offshore Bond
By Editors | 16/10/2023
CapitaLand China Trust subsidiary CLCT MTN has become the first Singapore-based issuer to launch offshore CNY bonds in the Shanghai FTZ.

Market Abuse
ASIC Wins ‘Landmark’ Case Over ANZ’s 2015 Share Placement
By Editors | 15/10/2023
The Federal Court said ANZ breached the law by failing to disclose that its underwriters took up nearly a third of its 2015 share placement.

Trading & Investment
REITs Connectivity Will Boost Mainland and Hong Kong: HKEX
By Sanday Chongo Kabange | 13/10/2023
Expanding market connectivity to include REITs will increase Hong Kong’s attractiveness and promote the internationalisation of the Mainland capital market.
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