Trading & Investment

AI Risk & Governance

Generative AI’s Growing Impact on Capital Markets

By Ranamita Chakraborty | 04/10/2023

Panellists at the ASIFMA Tech & Ops Conference discussed the key applications of generative AI in capital markets and strategies for addressing risks.

Trading & Investment

Philippine Stock Exchange Issues Final Short Selling Guidelines

By Sanday Chongo Kabange | 04/10/2023

The PSE said the SEC and BIR approved critical components of SBL transactions. A separate announcement will be made about the official launch date.

Market Abuse

CFTC Fines Goldman for Failing to Prevent Disruptive Trading

By Mark Johnston | 03/10/2023

Goldman’s surveillance was not properly monitoring for disruptive trading and its preventative control to suspend such trading malfunctioned.

Trading & Investment

Bursa Malaysia Extends Derivatives Partnership With CME Group

By Editors | 03/10/2023

Under the extension, Bursa Malaysia Derivatives contracts will continue to be hosted on CME Globex until September 2028.

Structural Regulation

China, Germany to Strengthen Cooperation on Market Access

By Editors | 03/10/2023

Consensus was reached on 25 different topics, including on strengthening regulatory cooperation in the banking and insurance sectors.

Trading & Investment

SGX Launches First Ammonia Derivatives Contracts

By Editors | 03/10/2023

SGX launched its first ammonia swap and futures contracts covering FOB Middle East and CFR East Asia pricing points.

Trading & Investment

India Considers Allowing Trading in Fractional Shares – Report

By Mark Johnston | 29/09/2023

Fractional shares could simplify investing for India’s retail investors and help address the market entry challenges they currently face.

Structural Regulation

HKEX Allows Saudi Companies to Apply for Secondary Listings in Hong Kong

By Editors | 29/09/2023

Companies with a primary listing on the Saudi Exchange’s Main Market can apply for a secondary listing in Hong Kong.

Structural Regulation

HSBC to Acquire Citi Consumer Business in China – Report

By Editors | 29/09/2023

HSBC will reportedly acquire Citigroup’s China consumer wealth management business in a deal that could be announced as early as next month.