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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

Trading & Investment
China to Provide Guarantees on Private Enterprise Bonds
By Editors | 15/09/2023
China Securities Finance indicated it would work to provide more credit enhancement support to private enterprises to support bond financing.

Trading & Investment
NZX Consults On Introduction of Exchange-delivered Dark Pool
By Sanday Chongo Kabange | 14/09/2023
‘NZX Dark’ will provide an alternative venue for investors to execute large transactions with anonymity and price improvement.

Structural Regulation
Sri Lanka SEC Approves New Listing Rules for SOEs
By Duruthu E Chandrasekera | 14/09/2023
A new transitionary board will be set up, allowing SOEs to list and progressively transition to a listing on one of the CSE’s existing boards.

Structural Regulation
Bloomberg Issues Consultation on Potential Cessation of BSBY
By Manesh Samtani | 14/09/2023
In July, IOSCO effectively declared BSBY non-compliant. The administrator is now seeking feedback on whether to stop publishing the rate.

Trading & Investment
US SEC Grants Nasdaq Approval to Launch AI-Powered Order Type
By Sanday Chongo Kabange | 14/09/2023
The order type enhances liquidity, execution quality improvement outcomes, and fill rates by adjusting dynamically to real-time market conditions.

Trading & Investment
Taiwan to Tighten Rules on ETF Dividend Payouts – Report
By Mark Johnston | 13/09/2023
The FSC has received complaints from investors in high-dividend ETFs about the so-called ‘earnings equalisation mechanism’.

Trading & Investment
India to Explore Allowing Domestic Firms to Directly List in London
By Editors | 13/09/2023
India’s government will explore the London Stock Exchange as an international destination for the direct listing of Indian companies.

Trading & Investment
CSRC Expands Scope of Assets Allowed in Infrastructure REITs
By Editors | 13/09/2023
Infrastructure REITs can include “consumer infrastructure” assets – including department stores, shopping malls, and farmers’ markets.

Trading & Investment
NSE India Granted Approval for Crude Oil, NatGas Options
By Editors | 12/09/2023
NSE India already launched rupee-denominated WTI crude oil and natural gas futures contracts in May 2023. The new options contracts will launch on 23 October.

Structural Regulation
Taiwan Proposes Rule Changes to Ease Foreign Bank Access
By Editors | 12/09/2023
Banks ranked in the global top 50 would be subject to looser restrictions for setting up financial asset management units in Taiwan.
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