ADVERTISEMENT
Trading & Investment
Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
China to Loosen Rules on Foreign Investment in Asset Management Firms
By Editors | 24/07/2023
The draft rules will relax regulations on foreign investment in asset management businesses as part of a drive to attract more overseas investors.
Structural Regulation
HKEX Amends Listing Rules to Match CSRC’s Overseas Listing Requirements
By Editors | 24/07/2023
Mainland issuers seeking a listing in Hong Kong will have to submit to HKEX a CSRC notification that confirms their completion of the Mainland filing procedures.
Structural Regulation
SEBI, NSE, BSE Revamp Framework for ESM Stocks
By Mark Johnston | 21/07/2023
The existing ESM framework had restricted the trading of ESM stocks to once a week. Under the new framework, trading can take place on all trading days.
Market Abuse
SEBI Mandates Automated Trading Controls for Insiders
By Ranamita Chakraborty | 21/07/2023
India’s securities regulator is ensuring that insiders, also known as designated persons, from listed companies cannot trade during sensitive periods.
Trading & Investment
Vietnam Launches New Bond Trading Platform at HNX
By Editors | 20/07/2023
The system will also support businesses in mobilising mid and long-term capital, helping them reduce their dependence on bank credit.
Structural Regulation
Shanghai, Shenzhen Bourses Tighten Rules on GDR Listings
By Manesh Samtani | 20/07/2023
The new rules are aimed at preventing Chinese investors participating in GDR offerings from exploiting home market price differences.
Market Abuse
Korea: New Rules for CFD Trading to Take Effect from 1 Sept
By Editors | 20/07/2023
Securities firms that conduct CFD trading and brokerage business must submit investor balances to KOFIA on a daily basis.
Structural Regulation
Philippines: Bill to Establish Sovereign Wealth Fund Becomes Law
By Editors | 18/07/2023
The Maharlika Investment Fund still faces criticism amid expectations that it will propel economic growth and help attract foreign investors.
Structural Regulation
DBS Opens International Financial Services Centre Unit in India’s GIFT City
By Ranamita Chakraborty | 18/07/2023
More financial companies from Singapore are expected to enter India’s Gujarat International Finance Tec-City (GIFT City) following the launch of a new cross-border trading link between India and Singapore.
Fraud, Scams & Cybercrime
CSRC Fines GF Securities for Poor Due Diligence in Stock Sale
By Editors | 18/07/2023
GF Securities received an advance notice of administrative penalties from the CSRC connected to a 2018 share issuance by Misho Ecology & Landscape.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.