Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    image

    Structural Regulation

    SEBI Issues New Disclosure Rules for Debt Issuers

    By Sanday Chongo Kabange | 11/07/2023

    SEBI says the new rules seek to minimise multiple filings of documents by issuers of debt securities.

    image

    Trading & Investment

    Singapore Issues Notice on Bloomberg’s Publication of MAS Recommended Rate

    By Editors | 10/07/2023

    The Spread Adjustment published by Bloomberg “differs slightly” for the overnight and 1-month tenor, the SC-STS explains.

    image

    Trading & Investment

    China Cuts Public Offering Funds Fee Rate

    By Jill Wong | 10/07/2023

    A CSRC work plan has capped management fees at 1.2 percent and custodian fees at 0.2 percent per annum.

    image

    Market Abuse

    SEBI Probes Software Misuse by NSE Trading Members

    By Editors | 09/07/2023

    Some high-frequency traders reportedly used special software that enabled them to submit orders to NSE without paying transaction fees.

    image

    Trading & Investment

    SEBI Proposes to Require FPIs to Route Bond Trades to RFQ Platforms

    By Editors | 06/07/2023

    SEBI intends to mandate FPIs to carry out at least 10 percent of their total secondary market trades in corporate bonds via RFQ platforms.

    image

    Trading & Investment

    BSP Starts Publishing Temporary Replacement Rate for LIBOR

    By Editors | 06/07/2023

    The new reference rate is generated by translating the 28-day BSP bill rate to its overnight equivalent.

    image

    Trading & Investment

    Bursa Malaysia Assumes Investor Relations Function

    By Sanday Chongo Kabange | 06/07/2023

    Bursa Malaysia will serve as the single point of reference for investor relations matters. MIRA is discontinued.

    image

    Liquidity Risk

    FSB, IOSCO Propose Tighter Rules for Open-ended Funds

    By Manesh Samtani | 06/07/2023

    The FSB and IOSCO are calling for greater and more consistent use of anti-dilution liquidity management tools in open-ended funds, such as swing pricing.

    image

    Structural Regulation

    SEBI Offers Clarity on Directorships of Debenture Trustees

    By Ranamita Chakraborty | 05/07/2023

    The regulator noted issuers that are not companies under India’s Companies Act, 2013 are not obligated to appoint directors.

    image

    Payments & Settlements

    Bond Connect Will be Further Enhanced, Says HKMA Chief

    By Manesh Samtani | 05/07/2023

    HKMA chief Eddie Yue discussed plans to open foreign access to the onshore treasury bond futures market and allow repo trades via Bond Connect.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.