Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    Korea Adopts Two Prong Approach to Boost Tech Listings

    By Sanday Chongo Kabange | 21/06/2023

    Regulators will run a month-long roadshow promoting stock listings by tech firms, and work to enact further facilitative rule changes.

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    Structural Regulation

    SEBI Mandates Simplified Stock Market Access for Clients

    By Mark Johnston | 21/06/2023

    Brokers are mandated to offer clients access to all active stock exchanges they are registered with by default.

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    Structural Regulation

    SEBI Directs Online Bond Platforms to Stop Offering Prohibited Products

    By Ranamita Chakraborty | 21/06/2023

    SEBI has observed that some online bond platform providers are offering clients access to unlisted bonds and other unregulated products.

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    Trading & Investment

    SFC Grants Securities Licence to Virtual Bank for the First Time

    By Editors | 21/06/2023

    With the new licence, Mox Bank will start piloting Hong Kong and US equity trading services in the HKMA sandbox “soon”.

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    Trading & Investment

    NSE, SGX Set for Full Launch of Trading Link on 3 July

    By Manesh Samtani | 21/06/2023

    NSE’s GIFT City unit unveiled a new corporate brand identity in preparation for the full-scale launch of its trading link with SGX.

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    Trading & Investment

    Malaysia Announces Measures to Boost Capital Market Vibrancy

    By Editors | 20/06/2023

    The stamp duty rate payable on stock trades is being reduced by a third to lower the cost of transactions, especially for retail investors.

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    Structural Regulation

    Malaysia SC to Refine Investor Classification Framework

    By Ranamita Chakraborty | 19/06/2023

    The SC will also allow fund managers to offer foreign funds to high-net-worth entities and institutional investors.

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    Trading & Investment

    HKEX Launches HKD-RMB Dual Counter Model

    By Manesh Samtani | 19/06/2023

    24 Hong Kong-listed companies have started offering both HKD and RMB trading counters.

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    Trading & Investment

    DBS Launches New Multi Family Office Platform for UHNW Families

    By Sanday Chongo Kabange | 19/06/2023

    The new platform is established as an umbrella VCC, with multiple underlying sub-funds that clients can use to manage their assets.

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    Structural Regulation

    Faster Progress Needed to Enhance EU Capital Markets: IMF

    By Editors | 15/06/2023

    IMF managing director Kristalina Georgieva highlighted key priorities to enhance Europe’s capital markets.

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