Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    image

    Market Abuse

    ASIC Bans Former Gleneagle Fund Manager for Naked Short Selling

    By Ranamita Chakraborty | 23/05/2023

    The former fund manager of Gleneagle Securities engaged in the naked short selling of shares on 150 occasions, ASIC said.

    image

    Trading & Investment

    Singapore, Shanghai Exchanges Sign MoU to Link ETF Markets

    By Editors | 23/05/2023

    A similar MoU was signed between SGX and SZSE in December 2021 which has led to three cross-market ETF listings.

    image

    Trading & Investment

    SEBI Introduces New Risk Disclosure Rules for Equity Derivatives

    By Editors | 22/05/2023

    The new rules are a response to findings that that 9 out of 10 individual traders in the equity F&O segment experience net losses.

    image

    Structural Regulation

    EU Commission Adopts MoU on UK Regulatory Cooperation

    By Mark Johnston | 21/05/2023

    The MoU is seen as a positive step, but it does not deal with access of UK and EU firms to each other’s markets or equivalence decisions.

    image

    Trading & Investment

    HKEX Announces Launch Date for HKD-RMB Dual Counter Model

    By Editors | 21/05/2023

    The HKD-RMB Dual Counter Model will launch on 19 June 2023. HKEX is now accepting applications for Dual Counter Market Makers.

    image

    Trading & Investment

    CDS Payments Not Triggered by Credit Suisse Bond Wipe-out

    By Editors | 18/05/2023

    The EMEA Credit Derivatives Determination Committee was asked to rule on whether the Credit Suisse takeover should trigger insurance payouts on bonds.

    image

    Trading & Investment

    Shanghai Bourse to Launch Options on STAR Market ETF

    By Sanday Chongo Kabange | 17/05/2023

    The options will be linked to an ETF that tracks the biggest 50 stocks on the STAR Market. The options are expected to launch within weeks.

    image

    Structural Regulation

    EU Considers Lowering Wealth Threshold for Professional Investors

    By Mark Johnston | 17/05/2023

    A draft document reveals a European Commission plan to revise MiFID II rules to lower the criteria for being classified as a professional investor.

    image

    Trading & Investment

    SFC Chief Outlines Measures to Develop REITs Market

    By Manesh Samtani | 17/05/2023

    REITs could be allowed under Stock Connect, structured in a corporate (rather than trust) form, and add a renminbi counter for trading.

    image

    Structural Regulation

    Malaysia SC Commences Review of Capital Markets Law

    By Editors | 17/05/2023

    The review is part of the SC’s efforts to modernise the law, promote efficiencies, maintain capital market competitiveness, and ensure investors are protected.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.