Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

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    Trading & Investment

    ARRC Allows Expanded Use of Term SOFR for Hedging

    By Editors | 25/04/2023

    Market participants can use Term SOFR in basis swap transactions even if they are not a direct party to a Term SOFR cash exposure.

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    Trading & Investment

    Macau Exchange Signs Cooperative Agreement with LuxSE

    By Editors | 25/04/2023

    Under the agreement, MOX-listed securities can be admitted for listing and trading on LuxSE’s exchange-regulated market, the Euro MTF.

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    Trading & Investment

    Stock Connect Trading Calendar Enhancements Take Effect

    By Editors | 25/04/2023

    The enhancements will add about 10 trading days to northbound and southbound Stock Connect each year.

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    Trading & Investment

    Taiwan to Strengthen Supervision on the Use of Robo-Advisers

    By Editors | 24/04/2023

    The maximum fine for malpractice at securities companies will be raised from TWD 3.6 million currently to TWD 15 million.

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    Trading & Investment

    China to Open More Derivatives to QFIs in Q3: Sources

    By Editors | 24/04/2023

    Chinese regulators are said to also be considering a proposal to link a CME Group derivatives product with its China-listed counterpart.

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    Trading & Investment

    US SEC Issues Guidance on Providing Advice to Retail Investors

    By Sanday Chongo Kabange | 21/04/2023

    Finance professionals should apply “heightened scrutiny” when recommending or advising on complex and risky products, such as crypto asset securities.

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    Tokenisation

    ISLA Details Benefits of Tokenisation in Securities Financing Market

    By Editors | 21/04/2023

    The paper discusses how tokenisation of assets can open up multiple opportunities for the securities financing industry.

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    Market Abuse

    CSRC Investigating GF Securities for Underwriting Failures

    By Editors | 21/04/2023

    The investigation is related to a 2018 share issuance for which Hong Kong-listed GF Securities served as an underwriter.

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    Trading & Investment

    CFETS Invites Foreign Investors to Apply for Membership

    By Editors | 20/04/2023

    Foreign institutional and central bank-like investors investing in China’s bond market can apply to become CFETS members and participate in the FX market.

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    AI Risk & Governance

    ChatGPT Can Interpret Fed Policy, Predict Stock Moves

    By Mark Johnston | 19/04/2023

    Researchers find ChatGPT can interpret Fed policy and corporate news and make investment recommendations based on them.

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