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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
UK Court Dismisses Case Seeking LME Disclosures on Cancelled Nickel Trades
By Editors | 30/12/2022
The lawsuit sought disclosures from the LME regarding its March decision to cancel nickel trades. The court said the merits of the case were “weak”.
Trading & Investment
NSE Chief Pushes to Extend Trading Hours for Indian Equities
By Editors | 30/12/2022
Ashish Chauhan said longer hours would enable mutual funds and banks to increase participation in hedging and liquidity-providing activities.
Trading & Investment
Korean Brokers Put on Notice for Selling, Lending Practices
By Sanday Chongo Kabange | 28/12/2022
The concerns relate to self-issued equity and derivative-linked bonds sold by securities firms, and the offering of high interest credit loans to investors.
Trading & Investment
Korea Gets New Guidelines for PE Fund Asset Evaluations
By Editors | 27/12/2022
Effective from 1 January 2023, the guidelines are part of the response by the FSS and KOFIA to boost market confidence after a series of hedge fund scandals in Korea.
Trading & Investment
CSRC to Allow Backdoor Listings by Property Developers
By Editors | 27/12/2022
The measure is one of several outlined at a recent meeting to bolster the property sector and the capital market in the year ahead.
Trading & Investment
SHFE Launches Trading in Steel Rebar, Silver Options
By Editors | 27/12/2022
Rebar futures were listed as early as 2009, and silver futures in 2012. With the two new options products, SHFE now offers 20 futures varieties and 8 options varieties.
Trading & Investment
FSC Korea Unveils Measures to Improve IPO Market
By Editors | 27/12/2022
The measures will enhance the process for setting IPO price bands, prevent fictitious oversubscriptions, and improve price discovery upon listing.
Trading & Investment
Shanghai Bourse Opens New Portal to Facilitate New Listings
By Editors | 27/12/2022
The new portal provides inquiry services, listing assessment services, policy regulatory and information, and training for companies seeking an IPO.
Trading & Investment
Thai SEC Launches New Mutual Fund Comparison Tool
By Editors | 27/12/2022
The SEC began developing the “SEC Fund Check” application in Q2 2019. A separate application called “SEC Bond Check” is also under development.
Alternative Markets
Bursa Malaysia to Develop New Debt Fundraising Platform
By Editors | 26/12/2022
The platform will allow investment in small to mid-sized companies through investment notes with credit and ESG ratings.
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