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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
ASIC Issues Updated Guidance on ETP Naming Conventions
By Editors | 25/11/2022
ETP naming conventions are divided into two levels: primary labels which indicate product type, and secondary labels which indicate specific risks or strategies.
Conduct, Culture & Accountability
FCA Warns Against Gamification in Stock Trading Apps
By Mark Johnston | 24/11/2022
The proportion of stock trading app users with at-risk gambling behaviours was more prevalent for apps with certain game-like elements.
Structural Regulation
BSEC Extends Dividend Restrictions to More Companies
By Editors | 24/11/2022
The restrictions on stock dividends will cover companies listed on the SME platform, OTC Market, and Alternative Trading Board.
Structural Regulation
UK FCA Publishes Consultation on Synthetic USD LIBOR
By Manesh Samtani | 24/11/2022
The FCA proposes that the 1-, 3- and 6-month USD LIBOR settings will be published under a synthetic methodology until end September 2024.
Structural Regulation
ASIFMA Offers Recommendations for Korean Capital Markets
By Manesh Samtani | 23/11/2022
ASIFMA offers three recommendations to further strengthen Korea’s capital markets and improve access for global institutional investors.
Structural Regulation
SFC Proposes Further Changes to Position Limit Regime
By Editors | 23/11/2022
The SFC proposes to expand the list of specified contracts and introduce an excess position limit regime for clearing participants.
Trading & Investment
CSRC Drafts Rules to Strengthen Exchange Bond Market
By Editors | 22/11/2022
The draft rules strengthen obligations for bond intermediaries to improve their due diligence practices and serve as gatekeepers.
Structural Regulation
Manulife Granted Approval to Fully Own China Mutual Fund Business
By Editors | 22/11/2022
Manulife is the first foreign firm to receive approval to convert an existing joint venture into a wholly-owned fund management company.
Capital Adequacy
CBIRC Issues Rules for Banks Participating in Private Pension Business
By Editors | 22/11/2022
Banks with a net tier-1 capital of more than CNY 100 billion and that meet prudential regulatory requirements can start personal pension business.
Sustainable Finance
ISDA Analyses Regulatory Treatment of SLDs in Japan
By Editors | 21/11/2022
The paper considers how sustainability-linked derivatives would be classified and regulated in Japan.
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