Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    BSE India Launches Trading in Electronic Gold Receipts

    By Editors | 27/10/2022

    Individual investors as well as commercial participants like importers, banks, refiners, and jewellery manufacturers can participate.

    Trading & Investment

    China Regulator Queries Banks About Yuan Declines

    By Editors | 26/10/2022

    SAFE is surveying banks about sharp yuan declines amid concerns that some market participants may be “maliciously shorting” the currency.

    Trading & Investment

    China Expands List of Stocks Eligible for Margin Trading

    By Editors | 26/10/2022

    The expansion enables investors to use more leverage to buy stocks, which the SSE and SZSE say will enhance market vitality and liquidity.

    Trading & Investment

    CFTC Re-Grants Certification TAIEX and Mini-TAIEX Futures

    By Editors | 26/10/2022

    CFTC certification allows US participants to trade TAIEX Futures and Mini-TAIEX Futures through eligible brokers.

    Sustainable Finance

    Shenzhen, Hainan to Issue New RMB Bonds in Hong Kong

    By Editors | 26/10/2022

    Hong Kong Financial Secretary Paul Chan said the issuances will increase the breadth and depth of the city’s RMB debt market.

    Structural Regulation

    CSRC Eases Share Financing Rules for Property-linked Firms

    By Editors | 26/10/2022

    Certain companies with small real estate business interests are allowed to raise funds through domestic stock sales.

    Structural Regulation

    Thai SEC to Improve Efficiency of Private Placements

    By Editors | 25/10/2022

    The SEC proposes to scrap requirements for firms to seek approval for private placement offerings, provided other investor protections are in place.

    Trading & Investment

    SEBI Permits Stockbrokers to Place Client Bids on RFQ Platforms

    By Editors | 25/10/2022

    Stockbrokers will be allowed to place bids on stock exchanges’ RFQ platforms on behalf of clients from 1 January 2023.

    Market Abuse

    Nasdaq Halts At Least Four Chinese IPOs – Report

    By Editors | 24/10/2022

    Nasdaq will reportedly not allow certain IPOs to proceed until it can address concerns about large stock rallies seen by some Chinese issuers.

    Structural Regulation

    ASIC Seeks Feedback on Asia Region Funds Passport

    By Editors | 24/10/2022

    ASIC is inviting the managed funds industry to provide feedback on the level of industry interest and preparedness to use the ARFP.

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