Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    PBOC Raises Costs for Firms to Bet Against the Yuan

    By Editors | 29/09/2022

    The PBOC is actively discouraging currency speculation and asking banks to reintroduce a yuan fixing tool that was abandoned two years ago.

    Payments & Settlements

    SEBI Developing New Settlement Process for Stock Market

    By Editors | 28/09/2022

    Under the new system, funds for secondary stock market transactions would be blocked until securities settlement is done.

    KYC & CDD

    SFC Shines Regulatory Spotlight on Online Platforms

    By Hannah Cassidy | 28/09/2022

    Hannah Cassidy and Natalie Curtis discuss key areas of concern for the SFC in relation to the online platforms operated by licensed firms.

    Structural Regulation

    CBIRC Relaxes Rules on Non-Capital Bond Issuance by Banks

    By Editors | 27/09/2022

    The requirement for banks to seek approval for individual issuances of non-capital bonds is removed. Qualifications of senior executives also no longer need approval.

    Trading & Investment

    SEBI to Tighten Rules on Algo Trading Offered to Retail

    By Editors | 26/09/2022

    SEBI will scrutinise firms offering algorithmic trading services that claim high returns but cannot be audited or validated.

    Trading & Investment

    Japan Commences Holiday Trading in Derivatives Market

    By Editors | 25/09/2022

    Holiday trading is now allowed on Osaka Exchange and TOCOM – for index and commodity futures and options.

    Trading & Investment

    LME Faces More Lawsuits Over Cancelled Nickel Trades

    By Editors | 25/09/2022

    AQR Capital Management, DRW Commodities, Flow Traders, Capstone Investment Advisors and Winton Capital Management filed legal action against the LME.

    Structural Regulation

    Taiwan Approves Merger Between Financial Holding Companies

    By Editors | 25/09/2022

    The merger between Fubon Financial and Jih Sun Financial will be the first merger of financial holdings companies in Taiwan.

    Trading & Investment

    CSRC Approves Six New Tech-Focused ETFs in Just Two Days

    By Editors | 23/09/2022

    The rapid approvals are said to be part of China’s efforts to quickly attain self-sufficiency in strategic high-tech sectors.

    Sustainable Finance

    JPX Launches Pilot Trading in New Carbon Credit Market

    By Editors | 23/09/2022

    The TSE commenced pilot trading in J-Credits, which have been circulating on a voluntary basis in Japan since 2013. Trading began with 145 registered participants.

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