Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    RBI Allows Standalone Primary Dealers to Expand Services

    By Editors | 15/08/2022

    Stand-alone primary dealers can offer FX market-making facilities and undertake foreign currency OIS transactions directly with non-residents.

    Trading & Investment

    SFC, CSRC Agree to Align Trading Calendars for Stock Connect

    By Sanday Chongo Kabange | 15/08/2022

    Northbound and southbound Stock Connect trading will be possible on all trading days when both the Hong Kong and Mainland China markets are open.

    Structural Regulation

    Five Chinese Heavyweights to Delist from US Exchanges

    By Editors | 15/08/2022

    The companies cited the small trading volume of their shares in New York, without mentioning any ongoing disputes between US and Chinese authorities.

    Trading & Investment

    SEBI Amends Due Diligence Guidelines for Debenture Trustees

    By Editors | 14/08/2022

    The enhanced guidelines cover empanelment of external agencies for due diligence, conflicts of interest policy, and allow the creation of additional security post NCD listing.

    Trading & Investment

    Financial Education Gaps Prevent Retail Participation in Markets

    By Manesh Samtani | 14/08/2022

    New research from WEF, BNY Mellon and Accenture finds 29% of investors do not understand crypto, but nearly 40% said the same of stocks and bonds.

    Structural Regulation

    More TSE Companies Disclosing Information in English

    By Editors | 12/08/2022

    English language disclosures are now part of the Corporate Governance Code, and considered a key factor to boost foreign participation in Japanese markets.

    Capital Adequacy

    Korea: New FSC Administration Sets Out Policy Agenda

    By Sanday Chongo Kabange | 11/08/2022

    The agenda sets out measures to ensure financial stability, encourage digital transformation, improve the capital markets, and introduce new regulations for digital assets.

    Structural Regulation

    Bursa Malaysia Proposes Rules for LEAP-to-ACE Listing Transfers

    By Editors | 10/08/2022

    The framework will help LEAP Market companies transfer to the ACE Market, which offers a “more robust listing environment” and is open to the public.

    Structural Regulation

    India: IFSCA Seeks to Merge GIFT City Exchanges – Report

    By Editors | 10/08/2022

    IFSCA is reportedly seeking to execute a merger between India INX and NSE IFSC, which are subsidiaries of BSE and NSE respectively.

    Trading & Investment

    New Rules on Bookbuilding & Placing Activities Take Effect in Hong Kong

    By Manesh Samtani | 10/08/2022

    The new requirements represent the “most significant” regulation of debt primary markets in Asia-Pacific in recent memory, ICMA said in its latest quarterly report.

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