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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Market Data & Technology
JPX Launches Real-time Calculation of Key TSE Indices
By Editors | 28/06/2022
The TSE’s prime, standard and growth market indices are being calculated every 15 seconds from 27 June instead of once a day.
Trading & Investment
CSRC Issues Draft Rules on Pension Investment in Mutual Funds
By Darien Choong | 28/06/2022
Under a new scheme, private pension funds can invest in mutual funds. Initially, only mutual funds with at least CNY 50 million of assets are eligible.
Trading & Investment
CBIRC Approves Goldman-ICBC Launch of Wealth Management JV
By Editors | 28/06/2022
Goldman Sachs ICBC Wealth Management, set up in May last year, becomes the fourth Sino-foreign wealth management JV approved to commence operations.
Trading & Investment
US Lawmakers Conclude Review Into Meme Stock Market Event
By Editors | 28/06/2022
A House committee says the SEC should introduce a liquidity rule for clearing brokers and FINRA should establish liquidity planning requirements.
Trading & Investment
CFFEX Proposes to Launch New Derivatives Based on CSI 1000 Index
By Editors | 26/06/2022
New futures and options contracts will be based on the CSI 1000 index, which is considered a comprehensive reflection of the small A-share market.
Trading & Investment
SEBI Reviews Plans to Allow FPI Access to Commodity Derivatives
By Editors | 26/06/2022
SEBI asked large market participants to recommend risk management measures needed to allow FPI participation in exchange-traded commodity derivatives.
Structural Regulation
OJK Indonesia Restricts Stock Trading by Finance Companies
By Editors | 25/06/2022
Indonesia’s OJK also introduced new reporting requirements for securities companies conducting business as underwriters and broker-dealers.
Structural Regulation
HKEX Instructs Market to Stop Issuing BCANs to Mainland Investors
By Editors | 24/06/2022
The instructions follow a December 2021 consultation from the CSRC that said Mainland investors would not be allowed to engage in northbound Stock Connect trading.
Structural Regulation
ASIC Issues Guidance on CCIV Registration, Licensing
By Sanday Chongo Kabange | 24/06/2022
To register a CCIV and initial sub-fund, a corporate director would first need to obtain an AFS licence, which can be a variation of an existing licence.
Trading & Investment
SSE, SZSE Issue Rules to Curb Convertible Bond Volatility
By Darien Choong | 22/06/2022
Daily price limits will be implemented for listed convertible corporate bonds. Excessive volatility will result in risk warnings.
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