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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
CSRC Accelerates Work to Update Rules for Overseas Listings
By Darien Choong | 13/04/2022
To enable US regulators to participate in domestic on-site inspections, CSRC chairman Yi Huiman said China may need to become a signatory to IOSCO’s EMMoU.
Trading & Investment
Indonesia Stock Exchange to Allow Structured Warrant Listings
By Editors | 13/04/2022
New regulations allow exchange members to issue structured warrants for listing and trading on the IDX. Structured warrants must have a liquidity provider.
Structural Regulation
Australia Proposes Regulatory Changes to Make M&A More Efficient
By Sanday Chongo Kabange | 12/04/2022
The consultation seeks feedback on whether schemes of arrangement which relate to changes in corporate control should be regulated by the Takeovers Panel rather than the Court.
Trading & Investment
ASIC Extends Product Intervention Order Targeting CFDs
By Editors | 12/04/2022
Since the product intervention order took effect in March 2021, ASIC has observed few losses, margin close-outs, and negative balance occurrences affecting retail client.
Structural Regulation
FSA Issues Guidance for Asset Managers Moving to Japan
By Editors | 12/04/2022
Regulatory requirements have also been amended to allow foreign securities companies entering the Japanese market to submit their registration applications in English.
Trading & Investment
CSRC Takes Steps to Boost Confidence in Capital Market
By Manesh Samtani | 11/04/2022
The CSRC pledged to support companies’ capital raising efforts, encourage asset managers to buy up equities, and encourage listed companies to buy back shares and raise dividends.
Trading & Investment
Work Advances to Bring RMB-denominated Stocks to Hong Kong
By Manesh Samtani | 11/04/2022
Hong Kong official Christopher Hui said a feasibility study has been completed and the next step is to engage with mainland regulators and relevant organisations.
Structural Regulation
HSBC Raises Stake in China Securities Venture to 90pc
By Editors | 10/04/2022
HSBC Qianhai Securities was set up in 2017 and primarily engages in securities underwriting, brokerage and investment advisory services
Structural Regulation
ASX Proposes to Enhance Rules for SPPs, Material Placements
By Editors | 09/04/2022
ASX is seeking views on two alternative bases proposed for conducting a scale-back on security purchase plans, and proposes new disclosure requirements for material placements.
Payments & Settlements
SEBI Raises Limit for Equity Investments via UPI Mechanism
By Editors | 07/04/2022
The limit for individual investors applying in public issues of equity shares and convertibles using the UPI mechanism is being increased.
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