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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
UPDATED – LME Forced to Halt Nickel Trading Again
By Darien Choong | 17/03/2022
A technical fault permitted nickel trades to execute below a newly installed price limit, after the market was closed for a week.
Structural Regulation
China to Concede to US Regulators on Audit Supervision Issue
By Mark Johnston | 17/03/2022
Chinese regulators plan to allow some companies to provide some audit information to the PCAOB, and provide additional clarity on what information can and cannot be disclosed overseas.
Structural Regulation
SSE and SZSE to Accept Listings of BSE Companies
By Editors | 17/03/2022
Companies listed on the Beijing Stock Exchange can transfer to the SSE’s STAR Market or the SZSE’s ChiNext board.
Structural Regulation
Thai SEC Revises Definitions for Institutional, HNW Investors
By Editors | 16/03/2022
Institutional investors will include those with the ability to analyse and absorb risks in complex and high-risk products, such as VC and PE firms, investment analysts, and company directors.
Trading & Investment
LME Set to Reopen Following Nickel Short Squeeze Incident
By Darien Choong | 16/03/2022
Chinese nickel producer Tsingshan Holding Group has secured a liquidity facility to help it meet its margin and settlement obligations on the LME.
Structural Regulation
US Bill Targets Private Securities Offerings by Chinese Firms
By Nick Morgan | 14/03/2022
Private US securities offerings by China-based companies could become subject to the same scrutiny as publicly traded securities, says Nick Morgan.
Structural Regulation
Mainland Investment Banks Barred from Sponsoring HK SPACs
By Editors | 14/03/2022
Mainland investment banks cannot act as SPAC promoters in Hong Kong, but commercial bank-affiliated institutions can.
Trading & Investment
Bangladesh Adjusts Circuit Breaker to Prevent Stock Market Losses
By Editors | 14/03/2022
Trading to be halted if a listed company loses 2% in value. BSEC also urging banks to make fresh investments in the stock market.
Payments & Settlements
SEBI Raises Limit for Debt Investments via UPI Mechanism
By Editors | 11/03/2022
The limit for investments in debt securities via the UPI mechanism is being increased from INR 200,000 to INR 500,000, effective 1 May 2022.
Trading & Investment
HKEX to Launch Derivatives Holiday Trading on 9 May
By Editors | 11/03/2022
The first suite of products to be added to Derivatives Holiday Trading will be all MSCI futures and options contracts.
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