Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Credit Risk

    CBIRC Incentivises HK Cat Bond Issuance by Mainland Insurers

    By Editors | 27/02/2022

    Preferential treatment in place since 2018 has been extended to mainland insurers that issue catastrophe bonds in the Hong Kong market.

    Trading & Investment

    BSEC Reduces Minimum Investment Limit for SME Boards

    By Editors | 27/02/2022

    The BSEC eased the limit in response to requests from merchant bankers. Stock exchanges are directed to provide registration to investors free of cost.

    Structural Regulation

    CBIRC Expands Private Endowment Insurance Trial Nationwide

    By Editors | 25/02/2022

    The expansion will allow all pension insurers in China to participate in the scheme. So far only six insurers have participated in two pilot areas.

    Tokenisation

    ICE Makes ‘Strategic Investment’ in Digital Securities Platform tZero

    By Editors | 24/02/2022

    tZERO operates a digital marketplace for unique private assets, public equities, cryptocurrencies, and other digital assets, including NFTs.

    Structural Regulation

    SET Revises Rules to Encourage Listings by Foreign Firms

    By Editors | 24/02/2022

    Foreign companies will now only have to retain financial advisors for 1 year after listing and the quiet period of strategic shareholders has been shortened to 1.5 years.

    Trading & Investment

    FSC Korea to Tighten IPO Lockup Rules Starting in March

    By Sanday Chongo Kabange | 23/02/2022

    A staggered lockup contracts system will be introduced to avoid sell orders being concentrated immediately after the end of the usual six-month lockup period.

    Structural Regulation

    SEBI to Enhance Disclosures on IPOs by Loss-making Tech Firms

    By Ranamita Chakraborty | 23/02/2022

    SEBI proposes that new age technology companies be required to disclose all presentations made to pre-IPO investors during the three years prior to the IPO.

    Trading & Investment

    HK Budget Includes More Borrower Relief, Capital Market Reforms

    By Manesh Samtani | 23/02/2022

    Finance Secretary Paul Chan announced measures to further reform Hong Kong’s listing rules, promote the bond market, and introduce yuan share trading in the city.

    Trading & Investment

    Hang Seng Indexes Company Proposes to Create New China Index

    By Editors | 22/02/2022

    The proposed index would be comprised of HSCEI constituents as well as some A-shares, according to the consultation paper.

    Structural Regulation

    Philippine SEC Proposes Draft Rules For Umbrella Funds

    By Sanday Chongo Kabange | 21/02/2022

    Investment companies will be allowed to operate umbrella funds as long as they create at least two sub-funds, which segregated assets and liabilities.

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