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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Conduct, Culture & Accountability
CSRC Bars Brokers from Using ‘Influencers’ to Push Stocks
By Editors | 14/11/2021
Securities firms are prohibited from working with social media influencers who are not licensed. Providing investment recommendations via livestreaming is banned.
Trading & Investment
RBI Permits FPIs to Buy Debt Issued by REITs, InvITs
By Editors | 13/11/2021
The move will help REITs and InvITs to raise debt at competitive rates, boost institutional investor participation, and improve unit holders’ risk-adjusted returns.
Trading & Investment
More than 400 VCCs Established in Singapore to Date: MAS
By Editors | 11/11/2021
As of mid-October, about 300 asset managers have incorporated or re-domiciled more than 400 VCCs in Singapore.
Trading & Investment
SEBI to Consider Opening Up Commodity Market to FPIs
By Editors | 10/11/2021
Currently FPIs can participate in the exchange-traded commodity derivatives only if they have actual exposure through exports and imports.
Trading & Investment
JPX Introduces New Education Tool for Retail Investors
By Sanday Chongo Kabange | 09/11/2021
The J-Quants project is aimed at providing a platform to help individuals learn about data-driven portfolio analysis and investment methods
Trading & Investment
HKEX Proposes April 2022 Launch of Derivatives Holiday Trading
By Manesh Samtani | 09/11/2021
HKEX proposes to only allow Holiday Trading Participants access to Holiday Trading Products, i.e. non-HKD futures and options, even on regular business days.
Trading & Investment
IBA Publishes Production Version of SOFR ICE Swap Rate
By Editors | 09/11/2021
The US dollar SOFR ICE Swap Rate will help the USD non-linear derivatives market in its ongoing transition to SOFR, said IBA president Tim Bowler.
Reporting & Disclosures
Securities Lending Associations Publish Best Practice Voting Guide
By Ranamita Chakraborty | 09/11/2021
The new guide is the first publication of a new working group formed by five securities lending associations, including ISLA and PASLA.
Trading & Investment
Hong Kong to Issue First HONIA Floating Rate Notes
By Manesh Samtani | 08/11/2021
The issuance is aimed at encouraging the private sector to issue similar products and develop of other HONIA-linked instruments.
Structural Regulation
SEC Approves PCAOB Framework for HFCAA Determinations
By Editors | 07/11/2021
The framework sets out how the PCAOB will determine that it is unable to inspect the foreign audit firm of a US listed company and force a delisting.
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