Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Sustainable Finance

    Australian Carbon Exchange Expected to Launch in 2023

    By Editors | 10/09/2021

    Australia’s Clean Energy Regulator has invited 13 companies including ASX to participate in an RFP to develop an exchange-traded market and registry for carbon offset units.

    Trading & Investment

    China: AMAC Approved Launch of First Pictet QDLP Fund

    By Editors | 08/09/2021

    The new fund will enable domestic investors in China to invest offshore in financially stressed and distressed companies, predominantly in Europe.

    Sustainable Finance

    Hong Kong Explores Role in Unified GBA Carbon Market

    By Sanday Chongo Kabange | 08/09/2021

    Hong Kong is exploring opportunities to establish a unified carbon market in the Greater Bay Area, leveraging the Guangdong ETS and Shenzhen ETS.

    Trading & Investment

    Greater Bay Wealth Connect Launch Imminent

    By Manesh Samtani | 07/09/2021

    An announcement may come as early as Friday, ahead of a formal launch on the first Monday after China’s Golden Week holiday.

    Structural Regulation

    Thai SEC Proposes to Streamline Bond Issuance Regulations

    By Pongnut Thanaboonchai | 07/09/2021

    Under the amendments, debt instruments must be issued within 6 months from the date the filing is approved, the SEC said.

    Trading & Investment

    Hainan to Pilot Cross-Border Asset Management Trials

    By Sanday Chongo Kabange | 06/09/2021

    Hainan’s also plans also launch QFLP and QDLP trials and enhanced currency convertibility to facilitate cross-border trade and investment.

    Structural Regulation

    CSRC Issues Draft Rules for Beijing Stock Exchange

    By Editors | 06/09/2021

    SMEs trading on the NEEQ for at least 12 months will qualify to list on the Beijing Stock Exchange, which will adopt the registration-based IPO system.

    Trading & Investment

    SEBI Directs Fund Managers to Disclose Risk in All Promo Materials

    By Editors | 06/09/2021

    SEBI has clarified that asset managers should disclose scheme “risk-o-meters” in all disclosures including promotional material from 1 October.

    Structural Regulation

    FSC Korea to Raise Penalty for Violations of Five Percent Rule

    By Editors | 05/09/2021

    The maximum fine is being raised from 1/100,000 of market cap to 1/10,000 of market cap, among other changes to the corporate disclosure rules.

    Structural Regulation

    SEBI Issues Guidelines on Accredited Investors Framework

    By Editors | 05/09/2021

    New circular covers eligibility criteria, validation for accreditation, the procedure to avail benefits linked to accreditation, and flexibility for investors to withdraw consent.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.