Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    CBIRC Permits Allianz to Set Up Insurance Asset Management Business

    By Editors | 02/02/2021

    The business, to be incorporated in Beijing, will be the first wholly foreign-owned insurance asset management firm in China.

    Structural Regulation

    NAB Announces Plans to Acquire Australian Neobank 86 400

    By Editors | 02/02/2021

    NAB commenced discussions about a total acquisition of 86 400 in late 2020, having already owned an 18.3 percent stake in the neobank.

    Trading & Investment

    CSRC, Exchanges Issue Final Rules for Index Funds

    By Editors | 01/02/2021

    The rules seek to strengthen the professional competence of index fund managers, enhance the quality of underlying indexes used, and improve risk control.

    Credit Risk

    FSC Korea to Tighten Debt Service Ratio Rules in Q1

    By Editors | 01/02/2021

    The accumulation of excessive debt may pose a risk to the economic recovery, the FSC said, pledging to introduce measures to rein in household and corporate debt.

    Market Abuse

    Regulators, Lawmakers Express Concerns Over GameStop Trading

    By Manesh Samtani | 01/02/2021

    Regulators from the US to the UK and Malaysia have issued statements expressing concerns over the heightened volatility seen in the US market over the past week.

    Trading & Investment

    TOCOM Revises Order Handling Rules to Account for System Failure

    By Editors | 31/01/2021

    The trading rule revisions clarify that orders entrusted by customers with trading participants remain valid even if bids and offers are cancelled by TOCOM.

    Trading & Investment

    China Access Channels for Foreign Institutional Investors: ASIFMA

    By Editors | 27/01/2021

    New ASIFMA paper looks at the various investment access channels for foreign institutional investors investing in China’s capital markets.

    Trading & Investment

    Japan, Shanghai, Shenzhen to Expand ETF Connectivity Scheme

    By Editors | 27/01/2021

    The exchanges agreed to broaden the lineup of products available under the scheme and to collaborate in other areas including sustainable finance.

    Trading & Investment

    JPX to Launch Learning Environment for Data-Driven Trading

    By Editors | 26/01/2021

    The new project, known as J-Quants, will seek to help individuals learn about data-driven portfolio analysis and investment methods.

    PEPs & Sanctions

    Index Providers to Remove More Chinese Firms from Indexes

    By Editors | 26/01/2021

    MSCI and FTSE Russell say they will remove five more Chinese companies from their global indexes in the absence of further OFAC guidance.

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