Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    HKEX Finalises Rules for Dual Counter Designated Specialists

    By Sanday Chongo Kabange | 20/01/2026

    HKEX has detailed new rules allowing dual counter market makers to register corporate clients as specialists for liquidity provision, effective 26 January.

    Trading & Investment

    Korea Reviews Easing Leveraged ETF Rules to Lure Retail Investors

    By Sanday Chongo Kabange | 20/01/2026

    The move aims to counter capital flight by allowing products like single-stock leveraged ETFs, currently banned in the country.

    Trading & Investment

    South Korea Finalises 30 Percent Dividend Tax Cap and Payout Mandates

    By Mark Johnston | 20/01/2026

    New decree grants tax breaks for high-dividend shareholders while raising mandatory earnings recirculation targets for financial institutions and conglomerates.

    Trading & Investment

    China Proposes Strict Derivatives Rules to Curb Speculation and Ring-Fence Risks

    By Mark Johnston | 20/01/2026

    The CSRC draft mandates professional trader standards, bans listed firms from trading their own stock derivatives, and enforces mandatory trade reporting.

    Structural Regulation

    SEBI Unveils SWAGAT FI Framework to Simplify Foreign Investor Access

    By Nithya Subramanian | 20/01/2026

    The new single-window regime aims to cut red tape for well-regulated foreign investors, allowing easier, faster access to Indian capital markets.

    Trading & Investment

    SEBI to Introduce Closing Auction Session for Equities

    By Nithya Subramanian | 19/01/2026

    The changes are expected to strengthen price discovery at the market close, with implications for derivatives settlement, index construction and passive fund tracking.

    Market Abuse

    China Pledges ‘Zero Tolerance’ for Illegal Activity to Ensure Market Stability

    By Mark Johnston | 19/01/2026

    The CSRC vows to rigorously punish speculation and manipulation following work conference, approving margin hike to curb risks.

    Structural Regulation

    Thai Political Parties Propose Capital Market Overhaul to Restore Confidence

    By Sanday Chongo Kabange | 19/01/2026

    Eight parties outlined plans to boost liquidity, tighten governance, and introduce new products, citing a severe decline in investor trust.

    Trading & Investment

    China Extends Tax Exemptions for Foreign Bond Investors Through 2027

    By Mark Johnston | 19/01/2026

    The Ministry of Finance and State Taxation Administration confirm a two-year extension of income tax and VAT waivers to support market opening.

    Trading & Investment

    JP Morgan Receives Approval for Singapore EQDP Fund Launch

    By Nithya Subramanian | 19/01/2026

    The fund is part of the broader SGD 5 billion Equity Market Development Programme, which aims to attract more active investment in Singapore equities.

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