Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    TWSE, TPEx to Launch New Trading Boards With Easier Listing Rules

    By Editors | 03/12/2020

    TWSE’s board will set a lower market cap requirement and no profitability requirement. TPEx’s board will allow companies to apply if they are recommended by two securities firms.

    Trading & Investment

    Ho Chi Minh Bourse to Raise Minimum Board Lot Tenfold

    By Sanday Chongo Kabange | 03/12/2020

    HoSE plans to allow two weeks for modifications to trading systems, one week for testing, and implementation in January 2021.

    Trading & Investment

    SAFE Keeps With Pledge to Grant Additional QDII Quotas

    By Editors | 03/12/2020

    SAFE pledged to grant additional quotas quarterly. Since September, $12.72bn worth of QDII quotas have been granted to 71 institutions.

    Trading & Investment

    OCBC Securities, Lion Global to Launch SGX’s First Tech-focused ETF

    By Editors | 03/12/2020

    The ETF will launch on SGX on 10 December, tracking the Hang Seng TECH Index, which comprises Hong Kong’s 30 largest listed technology companies.

    Trading & Investment

    UOB to Set Up Electronic FX Trading Infrastructure in Singapore

    By Editors | 03/12/2020

    The electronic FX pricing and trading engine will help UOB achieve reduced latency, and aligns with MAS objectives to develop Singapore into a regional FX trading centre.

    Structural Regulation

    Bill to Block Chinese Listings on US Markets Passes Congress

    By Editors | 03/12/2020

    Once the President signs the bill into law, Chinese companies would be blocked from listing in the US if they don’t submit to PCAOB audits.

    Market Abuse

    CSRC Investigates SOE and Auditor Over Bond Default

    By Manesh Samtani | 03/12/2020

    SOE defaults could pave the way for increased transparency, faster resolutions and more predictable outcomes for investors in the long run.

    Structural Regulation

    ASX Consults on Listing Rule Changes Ahead of March Implementation

    By Editors | 03/12/2020

    ASX is consulting on amendments to the listing rules to facilitate the introduction of its next batch of online forms in March 2021, among other proposals.

    Structural Regulation

    RBI Chief Calls for Smooth Transition from LIBOR

    By Sanday Chongo Kabange | 02/12/2020

    Achieving a smooth transition from LIBOR will require “significant efforts” from all stakeholders, RBI governor Shaktikanta Das said.

    PEPs & Sanctions

    US to Designate Four Companies as Linked to Chinese Military

    By Editors | 02/12/2020

    The companies that will reportedly be added to the list of companies linked to the Chinese military include chipmaker SMIC and oil giant CNOOC.

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