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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
GBA Wealth Management Connect to Operate With Quota System
By Manesh Samtani | 22/10/2020
The scheme will be capped at 150 bn yuan in each direction, and an individual quota of 1 mn yuan will be imposed on Greater Bay Area residents.
Trading & Investment
Taiwan FSC to Check How Brokers Use High-speed Trading for Clients
By Editors | 22/10/2020
The FSC will carry out an inspection at 22 securities firms to check that they are using high-speed trading properly in offerings to clients.
Market Abuse
FSC Korea Kicks Offs New Task Force to Address Illegal Trading
By Editors | 22/10/2020
Korean regulators will work to enhance cross-agency information sharing, introduce a new market abuse monitoring system, and raise penalties for unfair trading activities.
Structural Regulation
Shenzhen Granted Autonomy to Enact Market-based Reforms
By Editors | 19/10/2020
Shenzhen will be able to make its own laws on artificial intelligence and big data, start a stock futures index, and list companies on its stock market with depositary receipts.
Trading & Investment
CSRC Green-lights Ant Group Hong Kong Stock Listing
By Editors | 19/10/2020
The approval follows reports that a probe into a potential conflict of interest in the planned $35bn stock listing threatened to delay the IPO.
Trading & Investment
China Vows to Improve Quality of Listed Companies
By Editors | 18/10/2020
A new State Council guideline promotes the issuance of domestic shares to purchase overseas assets, and greater inbound investment from qualified foreign investors.
Trading & Investment
HKMA Expects Adherence to ISDA IBOR Fallbacks Protocol
By Editors | 18/10/2020
The HKMA expects authorised institutions to adhere to the Protocol before it takes effect and to encourage counterparties to do the same.
Trading & Investment
FSB Sets Out Global Transition Roadmap for LIBOR Phaseout
By Editors | 18/10/2020
By end-2020, firms should be in a position to offer non-LIBOR loans to customers. By 25 January, firms should adhere to the ISDA fallbacks protocol.
Trading & Investment
MAS Grants BondEvalue Recognised Market Operator Licence
By Editors | 16/10/2020
BondEvalue operates BondbloX Bond Exchange, a blockchain-based exchange that allows for bonds to be traded in USD 1,000 lots.
Structural Regulation
US Considers Adding Ant Group to Trade Blacklist – Report
By Editors | 15/10/2020
US officials reportedly fear the Chinese government could access sensitive banking data belonging to future US users of the Alipay payment app.
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