Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    China to Deepen Financial Sector Opening-up Despite Worsening US Ties

    By Editors | 12/08/2020

    PBOC governor Yi Gang says China will continue to open up its financial sector in line with the phase one trade deal signed with the US in January.

    Structural Regulation

    CSRC Revises Rules on Corporate Bond Issuance, Trading

    By Editors | 11/08/2020

    One of the main changes is the removal of a requirement for bond issuers to seek credit ratings, which will make it easier for companies to sell debt securities.

    Trading & Investment

    IOSCO Outlines Key Elements of Effective Market Making Programmes

    By Editors | 11/08/2020

    The key elements may help promote the provision of liquidity, strengthen investor confidence, and foster fair and efficient markets, IOSCO says.

    Trading & Investment

    SGX Announces Upcoming Launch of 13 New Equity Futures Contracts

    By Editors | 11/08/2020

    The new futures contracts are based on net total return and price return indices calculated by FTSE Russell, covering regional as well as single country benchmarks.

    Cloud & Infrastructure

    InvestHK Announced Fast Track Fintech Development Programme

    By Editors | 10/08/2020

    Companies from nine key fintech verticals are invited to submit applications by 31 August, for a chance to showcase their solutions to corporates and investors at Hong Kong Fintech Week.

    Structural Regulation

    India: Gift City Regulator Targets International Retail Business

    By Duruthu E Chandrasekera | 10/08/2020

    A new panel has been appointed to provide recommendations on attracting international retail business to Gift City, India’s international financial services centre.

    Trading & Investment

    Korea: FSS to Probe Frozen Notes Linked to Singapore, Hong Kong

    By Sanday Chongo Kabange | 10/08/2020

    The FSS reportedly wants to determine why redemptions in some structured notes linked to Singapore trading firms have been frozen.

    Structural Regulation

    Japan Proposes Mid-2021 Cut-off on New LIBOR Loans, Bonds

    By Manesh Samtani | 10/08/2020

    Feedback is sought on fallbacks for cash products referencing JPY LIBOR. Under the plan, issuance of new LIBOR based loans and bonds will cease by mid-2021.

    Trading & Investment

    HKMA Warns of Risks in Leveraged Investment Products

    By Editors | 09/08/2020

    Banks should take into account Covid-19 in product due diligence and client suitability assessments, and exercise caution when dealing in leveraged products.

    Structural Regulation

    US Regulators Unveil Plan to Deal With Chinese Listings

    By Editors | 08/08/2020

    A presidential working group which includes the chairmen of the SEC, CFTC and Fed has recommended changes to US listing rules to require access to companies’ audit papers.

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