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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Supervision & Enforcement
Korea: FSS Confirms ‘Bad Bank’ Plan to Recover Lime Asset Losses
By Editors | 29/04/2020
FSS governor Yoon Suk-heun also pledged to establish a sustainable monitoring system, in light of events at Lime Asset Management and last year’s derivative product mis-selling at banks.
Trading & Investment
Malaysia SC Eases Rules for Issuing Convertible Notes to VC, PE Firms
By Editors | 28/04/2020
The flexibilities are aimed at easing the fundraising process for MSMEs as well as small and mid-cap companies, making it more cost-effective and reducing time to market.
Trading & Investment
SGX, CITIC Securities Agree to Collaborate Across Borders
By Editors | 28/04/2020
SGX and CITIC Securities will collaborate on FICC, REIT, equity, debt and related derivatives markets, among other areas.
Structural Regulation
Shenzhen’s ChiNext Moves Closer to Market-based IPO System
By Editors | 28/04/2020
The new registration-based IPO system will simplify the months or years companies typically have to wait before listing their shares.
Trading & Investment
Malaysia Extends Short Selling Ban by Two Months
By Editors | 28/04/2020
The short-selling suspension will now last until 30 June 2020, to ensure to manage risks and mitigate any excessive speculative activities.
Trading & Investment
SEBI Defers Margin Framework, Halves Broker Turnover Fees
By Editors | 28/04/2020
In addition, the filing fees on offer documents for public issues, rights issue and share buybacks have been reduced by 50 percent.
Trading & Investment
Bursa Malaysia Issuers to Offer Electronic Options to Shareholders
By Editors | 27/04/2020
Listed issuers will be required to offer shareholders electronic options to subscribe for rights shares, exercise convertible securities and participate in dividend reinvestment schemes.
Trading & Investment
Taiwan: FSC Orders Review of Futures Brokers’ Trading Systems
By Editors | 27/04/2020
Investors complained they lost money due to an inability to place orders last week when crude oil dipped into negative prices.
Trading & Investment
CSRC Approves DCE Launch of Hog Futures Product
By Editors | 27/04/2020
China is home to about half of the world’s pigs and produces around 50 million tonnes of pork a year.
Structural Regulation
SEBI Eases Buyback Rules to Enable ‘Quicker Access to Capital’
By Editors | 26/04/2020
Listed companies can raise additional capital after six months from the expiring of the buyback period, compared to one year previously.
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