Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Credit Risk

    SBV Directs Banks to Support Borrowers, Cuts Interest Rates

    By Editors | 19/03/2020

    The central bank  has directed banks to restructure repayment periods, cut interest rates, waive fees and maintain debt classifications to support borrowers.

    Emerging Prudential Risks

    S. Korea to Launch Market Stabilisation Funds, More SME Support

    By Editors | 19/03/2020

    The government has also decided on emergency financial measures worth 50 trillion won to support SMEs and individuals with low credit ratings.

    Structural Regulation

    FMA, NZX Announce Support Measures for Listed Companies

    By Editors | 19/03/2020

    The measures include higher capital raising capacity for issuers, a two month extension for financial reporting, and delays for some regulatory work.

    Structural Regulation

    Malaysia Allows Listed Companies to Defer Quarterly, Annual Reports

    By Editors | 19/03/2020

    Listed companies and REITs managers with a financial year-end of 31 December 2019 can also defer their AGMs.

    Clearing & Post-Trade

    HKEX to Introduce Master SPSA Service for Fund Managers

    By Editors | 18/03/2020

    The new service allows pre-trade checking of China A shares for northbound trading at the fund manager level rather than at the individual fund level.

    Trading & Investment

    SET Revises Circuit Breaker Mechanism to Curb Volatility

    By Editors | 18/03/2020

    The circuit breaker will be triggered in three stages instead of two. The ceiling and floor limits for securities and derivatives are also revised.

    Structural Regulation

    AMP Units Pay ASIC Penalties for Trade Reporting Failures

    By Editors | 18/03/2020

    The AMP entities failed to report information about over 1,000 derivatives transactions and to correctly report collateral information about over 19,000 transactions over several years.

    Trading & Investment

    Philippine Markets Shut, Central Bank Promises Regulatory Relief

    By Editors | 17/03/2020

    The Philippines has halted stock, bond and currency trading ‘until further notice’. The BSP is urging banks to provide financial relief to customers and employees.

    Structural Regulation

    Tokyo Stock Exchange to Ease Rules on Delistings, IPOs – Report

    By Editors | 17/03/2020

    Companies that have fallen into negative net worth as a result of the coronavirus pandemic will have 2 years before their shares are delisted, up from 1 year currently.

    Structural Regulation

    Japan Unveils New Foreign Investment Rules for Consultation

    By Editors | 17/03/2020

    Foreign financial institutions subject to regulatory supervision are eligible for a “blanket exemption” from the pre-notification requirement.

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