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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
Nomura Joint Venture Secures China Securities Business Licence
By Editors | 25/11/2019
Nomura Orient International Securities, 51% owned by its Japanese parent, will be allowed to operate brokerage, investment consulting, proprietary trading, and asset management businesses.
Trading & Investment
Hong Kong Hedge Funds Offered Incentives to Relocate to Tokyo
By Editors | 25/11/2019
A Japanese delegation was reportedly in Hong Kong last week to meet with dozens of fund managers to persuade them to relocate to Tokyo.
Trading & Investment
CSRC Approves Launch of New Commodity Options Contract
By Editors | 25/11/2019
PTA, methanol, iron ore and gold options will launch in December and rapeseed meal options will launch in mid-January.
Trading & Investment
SEBI Approves New Rules for Portfolio Managers
By Editors | 23/11/2019
Among the rules are a higher net worth requirement for portfolio managers, a doubling of the minimum investment requirement for PMS funds, and mandatory appointment of a custodian.
Structural Regulation
Japan FSA Reviews Proposal to Reorganise Tokyo Bourse
By Editors | 22/11/2019
The proposal would recast the TSE’s existing boards into a “prime” market for blue chips, a “standard” market for mid-tier companies and a “growth” board for startups.
Cryptocurrency
MAS Consults on Regulatory Approach for Crypto Derivatives
By Garima Chitkara | 21/11/2019
The MAS has received indications of interest for bitcoin and ether derivatives, regulated under the SFA, to be made available to investors in Singapore.
Trading & Investment
FSB Urges ISDA to Embed LIBOR Pre-Cessation Trigger in Definitions
By Garima Chitkara | 21/11/2019
The FSB says a pre-cessation trigger should be added alongside a cessation trigger as standard language in definitions for both new and outstanding derivatives contracts.
Trading & Investment
CEINEX Prepares to Launch Shanghai-Deutsche Stock Connect
By Editors | 21/11/2019
Under the plan, German companies will issue CDRs on the SSE, and Chinese companies will issue GDRs on the Frankfurt Stock Exchange.
Trading & Investment
SEBI Mandates Mapping of Brokers’ Client Codes with Demat Accounts
By Editors | 19/11/2019
The measure has been put in place to detect the diversion of client securities by brokers at an early stage so allow for appropriate preventive measures.
Trading & Investment
CSRC to Allow Full Conversion of Non-tradeable Shares to H-Shares
By Editors | 19/11/2019
The move is seen as a way for state investors to exit some industries, and a way for some mainland companies to raise new funds and improve liquidity in their H-shares.
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