Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    Nomura Joint Venture Secures China Securities Business Licence

    By Editors | 25/11/2019

    Nomura Orient International Securities, 51% owned by its Japanese parent, will be allowed to operate brokerage, investment consulting, proprietary trading, and asset management businesses.

    Trading & Investment

    Hong Kong Hedge Funds Offered Incentives to Relocate to Tokyo

    By Editors | 25/11/2019

    A Japanese delegation was reportedly in Hong Kong last week to meet with dozens of fund managers to persuade them to relocate to Tokyo.

    Trading & Investment

    CSRC Approves Launch of New Commodity Options Contract

    By Editors | 25/11/2019

    PTA, methanol, iron ore and gold options will launch in December and rapeseed meal options will launch in mid-January.

    Trading & Investment

    SEBI Approves New Rules for Portfolio Managers

    By Editors | 23/11/2019

    Among the rules are a higher net worth requirement for portfolio managers,  a doubling of the minimum investment requirement for PMS funds, and mandatory appointment of a custodian.

    Structural Regulation

    Japan FSA Reviews Proposal to Reorganise Tokyo Bourse

    By Editors | 22/11/2019

    The proposal would recast the TSE’s existing boards into a “prime” market for blue chips, a “standard” market for mid-tier companies and a “growth” board for startups.

    Cryptocurrency

    MAS Consults on Regulatory Approach for Crypto Derivatives

    By Garima Chitkara | 21/11/2019

    The MAS has received indications of interest for bitcoin and ether derivatives, regulated under the SFA, to be made available to investors in Singapore.

    Trading & Investment

    FSB Urges ISDA to Embed LIBOR Pre-Cessation Trigger in Definitions

    By Garima Chitkara | 21/11/2019

    The FSB says a pre-cessation trigger should be added alongside a cessation trigger as standard language in definitions for both new and outstanding derivatives contracts.

    Trading & Investment

    CEINEX Prepares to Launch Shanghai-Deutsche Stock Connect

    By Editors | 21/11/2019

    Under the plan, German companies will issue CDRs on the SSE, and Chinese companies will issue GDRs on the Frankfurt Stock Exchange.

    Trading & Investment

    SEBI Mandates Mapping of Brokers’ Client Codes with Demat Accounts

    By Editors | 19/11/2019

    The measure has been put in place to detect the diversion of client securities by brokers at an early stage so allow for appropriate preventive measures.

    Trading & Investment

    CSRC to Allow Full Conversion of Non-tradeable Shares to H-Shares

    By Editors | 19/11/2019

    The move is seen as a way for state investors to exit some industries, and a way for some mainland companies to raise new funds and improve liquidity in their H-shares.

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